LLR Capital IV, LLC 3
3 · Phreesia, Inc. · Filed Jul 17, 2019
Insider Transaction Report
Form 3
LLR Capital IV, LLC
10% Owner
Holdings
- (indirect: See Footnote)
Senior B Preferred Stock
→ Common Stock (51,872 underlying) - (indirect: See Footnote)
Senior B Preferred Stock
→ Common Stock (1,179,192 underlying) - (indirect: See Footnote)
Senior A Preferred Stock
→ Common Stock (5,066,835 underlying) - (indirect: See Footnote)
Senior A Preferred Stock
→ Common Stock (222,887 underlying)
Footnotes (4)
- [F1]The Senior A Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-2.1973 basis. Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock will convert into shares of Common Stock of the Issuer. The Senior A Preferred Stock has no expiration date.
- [F2]Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. Each of these entities expressly disclaims beneficial ownership of the shares listed above except to the extent of any pecuniary interest therein.
- [F4]The Senior B Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-2.1973 basis. Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock will convert into shares of Common Stock of the Issuer. The Senior B Preferred Stock has no expiration date.