Li Ka Shing 4
4 · Celsius Holdings, Inc. · Filed Sep 16, 2019
Insider Transaction Report
Form 4
Li Ka Shing
10% Owner
Transactions
- Conversion
Common Stock
2019-09-12$3.04/sh+1,022,568$3,108,607→ 9,066,014 total(indirect: See Footnote) - Purchase
Common Stock
2019-09-12$3.60/sh+333,333$1,199,999→ 8,043,446 total(indirect: See Footnote) - Conversion
Convertible Note
2019-09-12$3000000.00/sh−1,022,568$3,067,704,000,000→ 0 total(indirect: See Footnote)Exercise: $3.04From: 2018-12-27Exp: 2020-12-12→ Common Stock (1,022,568 underlying)
Footnotes (3)
- [F1]Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power.
- [F2]Represents the conversion of the outstanding principal and interest under that certain Convertible Promissory Note due December 12, 2020 in the principal amount of $3,000,000 issued to Charmnew Limited, the principal loan amount of which was advanced on December 27, 2018.
- [F3]The holder of the Convertible Promissory Note was Charmnew Limited. Mr. Li is the sole owner of Charmnew Limited.