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EXAGEN INC.·3

Sep 18, 9:39 PM ET

Hunt Holdings Limited Partnership 3

3 · EXAGEN INC. · Filed Sep 18, 2019

Insider Transaction Report

Form 3
Period: 2019-09-18
EXAGEN INC.XGN
Hunt Holdings Limited Partnership
10% Owner
Holdings

  • Warrants

    (indirect: See footnote)
    Exercise: $1.84→ Common Stock (170,093 underlying)

  • Series A-3 Redeemable Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (1,195 underlying)

  • Series F Redeemable Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (326,891 underlying)

  • Series H Redeemable Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (294,854 underlying)

  • Warrants

    (indirect: See footnote)
    Exercise: $688.63→ Common Stock (1,434 underlying)

  • Common Stock

    (indirect: See footnote)
    716

  • Warrants

    (indirect: See footnote)
    Exercise: $14.32→ Series E Redeemable Convertible Preferred Stock (604,864 underlying)

  • Warrants

    (indirect: See footnote)
    Exercise: $1.84→ Common Stock (31,918 underlying)

  • Series C Redeemable Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (23,220 underlying)

  • Series E Redeemable Convertible Preferred Stock

    (indirect: See footnote)
    → Common Stock (647,475 underlying)
Footnotes (9)
  • [F1]Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to indirectly beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.
  • [F2]The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering.
  • [F3]The warrants are currently exercisable and will expire on January 19, 2026.
  • [F4]The warrants are currently exercisable and will expire on March 31, 2026.
  • [F5]The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
  • [F6]The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
  • [F7]The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
  • [F8]The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
  • [F9]The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.

Documents

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