Hunt Holdings Limited Partnership 3

Accession 0000899243-19-023885

CIK 0001274737other

View on SEC.gov Company Profile

Filed

Sep 17, 8:00 PM ET

Accepted

Sep 18, 9:39 PM ET

Size

26.2 KB

Accession

0000899243-19-023885

Insider Transaction Report

Form 3

Period: 2019-09-18

EXAGEN INC.XGN

Hunt Holdings Limited Partnership

10% Owner

Holdings

Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Series A-3 Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (1,195 underlying)
Series F Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (326,891 underlying)
Series H Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (294,854 underlying)
Warrants
(indirect: See footnote)
Exercise: $688.63→ Common Stock (1,434 underlying)
Common Stock
(indirect: See footnote)
716
Warrants
(indirect: See footnote)
Exercise: $14.32→ Series E Redeemable Convertible Preferred Stock (604,864 underlying)
Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Series C Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (23,220 underlying)
Series E Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (647,475 underlying)

HuntVest, LLC

10% Owner

Holdings

Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Warrants
(indirect: See footnote)
Exercise: $14.32→ Series E Redeemable Convertible Preferred Stock (604,864 underlying)
Series E Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (647,475 underlying)
Series H Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (294,854 underlying)
Series C Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (23,220 underlying)
Series F Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (326,891 underlying)
Common Stock
(indirect: See footnote)
716
Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Series A-3 Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (1,195 underlying)
Warrants
(indirect: See footnote)
Exercise: $688.63→ Common Stock (1,434 underlying)

Hunt Guaranty Inc.

10% Owner

Holdings

Series F Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (326,891 underlying)
Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Series E Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (647,475 underlying)
Warrants
(indirect: See footnote)
Exercise: $688.63→ Common Stock (1,434 underlying)
Common Stock
(indirect: See footnote)
716
Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Series A-3 Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (1,195 underlying)
Series C Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (23,220 underlying)
Warrants
(indirect: See footnote)
Exercise: $14.32→ Series E Redeemable Convertible Preferred Stock (604,864 underlying)
Series H Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (294,854 underlying)

Hunt Woody L

10% Owner

Holdings

Warrants
(indirect: See footnote)
Exercise: $14.32→ Series E Redeemable Convertible Preferred Stock (604,864 underlying)
Warrants
(indirect: See footnote)
Exercise: $688.63→ Common Stock (1,434 underlying)
Series E Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (647,475 underlying)
Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Series C Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (23,220 underlying)
Series H Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (294,854 underlying)
Series A-3 Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (1,195 underlying)
Series F Redeemable Convertible Preferred Stock
(indirect: See footnote)
→ Common Stock (326,891 underlying)
Common Stock
(indirect: See footnote)
716
Warrants
(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)

Footnotes (9)

[F1]Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to indirectly beneficially own the securities held by Hunt Holdings Limited Partnership, but each disclaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.
[F2]The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering.
[F3]The warrants are currently exercisable and will expire on January 19, 2026.
[F4]The warrants are currently exercisable and will expire on March 31, 2026.
[F5]The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
[F6]The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
[F7]The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
[F8]The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
[F9]The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.

Documents

2 files

Issuer

EXAGEN INC.

CIK 0001274737

→

Entity typeother

IncorporatedTX

Related Parties

filerCIK 0001788338

Filing Metadata

Form type: 3
Filed: Sep 17, 8:00 PM ET
Accepted: Sep 18, 9:39 PM ET
Size: 26.2 KB

View on SEC.gov