H.I.G. Bio-Exagen, L.P. 3
3 · EXAGEN INC. · Filed Sep 18, 2019
Insider Transaction Report
Form 3
EXAGEN INC.XGN
H.I.G. Bio-Exagen, L.P.
10% Owner
Holdings
- (indirect: See footnote)
Series H Redeemable Convertible Preferred Stock
→ Common Stock (1,271,252 underlying)
Footnotes (2)
- [F1]The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
- [F2]The shares reported on this form are held of record by H.I.G. Bio-Exagen, L.P. ("H.I.G."). H.I.G.-GPII, Inc. ("H.I.G. GP") is the general partner of H.I.G. and has sole voting and investment control over the shares owned by H.I.G. Anthony Tamer and Sami Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by H.I.G. Bio-Exagen, L.P. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any.