Hunt Woody L 4

Accession 0000899243-19-024084

CIK 0001274737other

View on SEC.gov Company Profile

Filed

Sep 22, 8:00 PM ET

Accepted

Sep 23, 9:45 PM ET

Size

36.5 KB

Accession

0000899243-19-024084

Insider Transaction Report

Form 4

Period: 2019-09-19

EXAGEN INC.XGN

Hunt Holdings Limited Partnership

10% Owner

Transactions

Exercise of In-Money
Common Stock
2019-09-19$1.84/sh+202,011$371,700→ 202,727 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2019-09-19$14.32/sh+10,557$151,213→ 213,284 total(indirect: See footnote)
Conversion
Warrants
2019-09-19$1.84/sh−170,093$312,971→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Conversion
Series F Redeemable Convertible Preferred Stock
2019-09-23−60,028,640→ 0 total(indirect: See footnote)
→ Common Stock (326,891 underlying)
Conversion
Common Stock
2019-09-23+1,293,637→ 1,478,815 total(indirect: See footnote)
Conversion
Warrants
2019-09-19$1.84/sh−31,918$58,729→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Exercise of In-Money
Warrants
2019-09-19$14.32/sh−10,557$151,213→ 0 total(indirect: See footnote)
Exercise: $14.32→ Common Stock (10,557 underlying)
Conversion
Series H Redeemable Convertible Preferred Stock
2019-09-23−54,145,517→ 0 total(indirect: See footnote)
→ Common Stock (294,854 underlying)
Conversion
Series C Redeemable Convertible Preferred Stock
2019-09-23−1,330,416→ 0 total(indirect: See footnote)
→ Common Stock (23,221 underlying)
Conversion
Series E Redeemable Convertible Preferred Stock
2019-09-23−37,096,550→ 0 total(indirect: See footnote)
→ Common Stock (647,476 underlying)
Tax Payment
Common Stock
2019-09-19$18.58/sh−28,106$522,209→ 185,178 total(indirect: See footnote)
Conversion
Series A-3 Redeemable Convertible Preferred Stock
2019-09-23−219,548→ 0 total(indirect: See footnote)
→ Common Stock (1,195 underlying)

Hunt Guaranty Inc.

10% Owner

Transactions

Exercise of In-Money
Warrants
2019-09-19$14.32/sh−10,557$151,213→ 0 total(indirect: See footnote)
Exercise: $14.32→ Common Stock (10,557 underlying)
Exercise of In-Money
Common Stock
2019-09-19$14.32/sh+10,557$151,213→ 213,284 total(indirect: See footnote)
Conversion
Warrants
2019-09-19$1.84/sh−31,918$58,729→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Conversion
Series A-3 Redeemable Convertible Preferred Stock
2019-09-23−219,548→ 0 total(indirect: See footnote)
→ Common Stock (1,195 underlying)
Conversion
Series E Redeemable Convertible Preferred Stock
2019-09-23−37,096,550→ 0 total(indirect: See footnote)
→ Common Stock (647,476 underlying)
Conversion
Series F Redeemable Convertible Preferred Stock
2019-09-23−60,028,640→ 0 total(indirect: See footnote)
→ Common Stock (326,891 underlying)
Conversion
Warrants
2019-09-19$1.84/sh−170,093$312,971→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Conversion
Series H Redeemable Convertible Preferred Stock
2019-09-23−54,145,517→ 0 total(indirect: See footnote)
→ Common Stock (294,854 underlying)
Exercise of In-Money
Common Stock
2019-09-19$1.84/sh+202,011$371,700→ 202,727 total(indirect: See footnote)
Conversion
Common Stock
2019-09-23+1,293,637→ 1,478,815 total(indirect: See footnote)
Conversion
Series C Redeemable Convertible Preferred Stock
2019-09-23−1,330,416→ 0 total(indirect: See footnote)
→ Common Stock (23,221 underlying)
Tax Payment
Common Stock
2019-09-19$18.58/sh−28,106$522,209→ 185,178 total(indirect: See footnote)

Hunt Woody L

10% Owner

Transactions

Exercise of In-Money
Common Stock
2019-09-19$14.32/sh+10,557$151,213→ 213,284 total(indirect: See footnote)
Conversion
Series H Redeemable Convertible Preferred Stock
2019-09-23−54,145,517→ 0 total(indirect: See footnote)
→ Common Stock (294,854 underlying)
Conversion
Series C Redeemable Convertible Preferred Stock
2019-09-23−1,330,416→ 0 total(indirect: See footnote)
→ Common Stock (23,221 underlying)
Exercise of In-Money
Common Stock
2019-09-19$1.84/sh+202,011$371,700→ 202,727 total(indirect: See footnote)
Tax Payment
Common Stock
2019-09-19$18.58/sh−28,106$522,209→ 185,178 total(indirect: See footnote)
Conversion
Common Stock
2019-09-23+1,293,637→ 1,478,815 total(indirect: See footnote)
Conversion
Warrants
2019-09-19$1.84/sh−170,093$312,971→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Conversion
Warrants
2019-09-19$1.84/sh−31,918$58,729→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Conversion
Series E Redeemable Convertible Preferred Stock
2019-09-23−37,096,550→ 0 total(indirect: See footnote)
→ Common Stock (647,476 underlying)
Conversion
Series F Redeemable Convertible Preferred Stock
2019-09-23−60,028,640→ 0 total(indirect: See footnote)
→ Common Stock (326,891 underlying)
Conversion
Series A-3 Redeemable Convertible Preferred Stock
2019-09-23−219,548→ 0 total(indirect: See footnote)
→ Common Stock (1,195 underlying)
Exercise of In-Money
Warrants
2019-09-19$14.32/sh−10,557$151,213→ 0 total(indirect: See footnote)
Exercise: $14.32→ Common Stock (10,557 underlying)

HuntVest, LLC

10% Owner

Transactions

Tax Payment
Common Stock
2019-09-19$18.58/sh−28,106$522,209→ 185,178 total(indirect: See footnote)
Exercise of In-Money
Warrants
2019-09-19$14.32/sh−10,557$151,213→ 0 total(indirect: See footnote)
Exercise: $14.32→ Common Stock (10,557 underlying)
Conversion
Series A-3 Redeemable Convertible Preferred Stock
2019-09-23−219,548→ 0 total(indirect: See footnote)
→ Common Stock (1,195 underlying)
Exercise of In-Money
Common Stock
2019-09-19$14.32/sh+10,557$151,213→ 213,284 total(indirect: See footnote)
Conversion
Warrants
2019-09-19$1.84/sh−170,093$312,971→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (170,093 underlying)
Conversion
Series C Redeemable Convertible Preferred Stock
2019-09-23−1,330,416→ 0 total(indirect: See footnote)
→ Common Stock (23,221 underlying)
Conversion
Series F Redeemable Convertible Preferred Stock
2019-09-23−60,028,640→ 0 total(indirect: See footnote)
→ Common Stock (326,891 underlying)
Exercise of In-Money
Common Stock
2019-09-19$1.84/sh+202,011$371,700→ 202,727 total(indirect: See footnote)
Conversion
Common Stock
2019-09-23+1,293,637→ 1,478,815 total(indirect: See footnote)
Conversion
Warrants
2019-09-19$1.84/sh−31,918$58,729→ 0 total(indirect: See footnote)
Exercise: $1.84→ Common Stock (31,918 underlying)
Conversion
Series E Redeemable Convertible Preferred Stock
2019-09-23−37,096,550→ 0 total(indirect: See footnote)
→ Common Stock (647,476 underlying)
Conversion
Series H Redeemable Convertible Preferred Stock
2019-09-23−54,145,517→ 0 total(indirect: See footnote)
→ Common Stock (294,854 underlying)

Footnotes (10)

[F1]Represents securities held of record by Hunt Holdings Limited Partnership. Woody L. Hunt is the majority shareholder of Hunt Guaranty Inc., which is the sole member of HuntVest, LLC, which is the general partner of Hunt Holdings Limited Partnership. As a result, Mr. Hunt and each of the foregoing entities may be deemed to beneficially own the securities held by Hunt Holdings Limited Partnership, but each dislcaims beneficial ownership of such securities except to the extent of his or its respective pecuniary interest therein, if any.
[F10]The Series H Redeemable Convertible Preferred Stock ("Series H") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series H automatically converted into Common Stock upon the closing of the Issuer's initial public offering.
[F2]The warrants are currently exercisable and will expire on January 19, 2026.
[F3]The warrants are currently exercisable and will expire on March 31, 2026.
[F4]The warrants are currently exercisable and will terminate upon closing of the Issuer's initial public offering.
[F5]Represents warrants that previously entitled the holders to purchase Series E Redeemable Convertible Preferred Stock, which, pursuant to their terms, were settled in shares of the Issuer's Common Stock.
[F6]The Series A-3 Redeemable Convertible Preferred Stock (the "Series A-3") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series A-3 automatically converted into Common Stock upon the closing of the Issuer's initial public offering.
[F7]The Series C Redeemable Convertible Preferred Stock (the "Series C") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series C automatically converted into Common Stock upon the closing of the Issuer's initial public offering.
[F8]The Series E Redeemable Convertible Preferred Stock (the "Series E") is convertible into the Issuer's Common Stock on a 57.294-for-one basis at the holder's election and has no expiration date. The Series E automatically converted into Common Stock upon the closing of the Issuer's initial public offering.
[F9]The Series F Redeemable Convertible Preferred Stock ("Series F") is convertible into the Issuer's Common Stock on a 183.635-for-one basis at the holder's election and has no expiration date. The Series F automatically converted into Common Stock upon the closing of the Issuer's initial public offering.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

EXAGEN INC.

CIK 0001274737

→

Entity typeother

Related Parties

filerCIK 0001339890

Filing Metadata

Form type: 4
Filed: Sep 22, 8:00 PM ET
Accepted: Sep 23, 9:45 PM ET
Size: 36.5 KB

View on SEC.gov