3//SEC Filing
Greylock XII-A Limited Partnership 3
Accession 0000899243-19-024287
CIK 0001538716other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 9:29 PM ET
Size
28.1 KB
Accession
0000899243-19-024287
Insider Transaction Report
Form 3
Greylock XII Limited Partnership
10% Owner
Holdings
- (indirect: By Partnership)
Series F-1 Preferred Stock
→ Common Stock (872,190 underlying) - (indirect: By Partnership)
Series F-1 Preferred Stock
→ Common Stock (96,910 underlying) - (indirect: By Partnership)
Series G Preferred Stock
→ Common Stock (21,155 underlying) - (indirect: By Partnership)
Series D-1 Preferred Stock
→ Common Stock (401,270 underlying) - (indirect: By Partnership)
Series B-1 Preferred Stock
→ Common Stock (20,117 underlying) - (indirect: By Partnership)
Series E-1 Preferred Stock
→ Common Stock (31,084 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Common Stock (64,204 underlying) - (indirect: By Partnership)
Series E-1 Preferred Stock
→ Common Stock (279,759 underlying) - (indirect: By Partnership)
Series D-1 Preferred Stock
→ Common Stock (44,584 underlying) - (indirect: By Partnership)
Series C-1 Preferred Stock
→ Common Stock (93,680 underlying) - (indirect: By Partnership)
Series B-1 Preferred Stock
→ Common Stock (181,066 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Common Stock (577,865 underlying) - (indirect: By Partnership)
Series G Preferred Stock
→ Common Stock (190,411 underlying) - (indirect: By Partnership)
Series C-1 Preferred Stock
→ Common Stock (10,408 underlying)
Greylock XII GP LLC
10% Owner
Holdings
- (indirect: By Partnership)
Series F-1 Preferred Stock
→ Common Stock (96,910 underlying) - (indirect: By Partnership)
Series D-1 Preferred Stock
→ Common Stock (401,270 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Common Stock (577,865 underlying) - (indirect: By Partnership)
Series G Preferred Stock
→ Common Stock (190,411 underlying) - (indirect: By Partnership)
Series C-1 Preferred Stock
→ Common Stock (10,408 underlying) - (indirect: By Partnership)
Series C-1 Preferred Stock
→ Common Stock (93,680 underlying) - (indirect: By Partnership)
Series B-1 Preferred Stock
→ Common Stock (20,117 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Common Stock (64,204 underlying) - (indirect: By Partnership)
Series G Preferred Stock
→ Common Stock (21,155 underlying) - (indirect: By Partnership)
Series B-1 Preferred Stock
→ Common Stock (181,066 underlying) - (indirect: By Partnership)
Series E-1 Preferred Stock
→ Common Stock (279,759 underlying) - (indirect: By Partnership)
Series F-1 Preferred Stock
→ Common Stock (872,190 underlying) - (indirect: By Partnership)
Series D-1 Preferred Stock
→ Common Stock (44,584 underlying) - (indirect: By Partnership)
Series E-1 Preferred Stock
→ Common Stock (31,084 underlying)
Greylock XII-A Limited Partnership
10% Owner
Holdings
- (indirect: By Partnership)
Series B-1 Preferred Stock
→ Common Stock (181,066 underlying) - (indirect: By Partnership)
Series D-1 Preferred Stock
→ Common Stock (401,270 underlying) - (indirect: By Partnership)
Series C-1 Preferred Stock
→ Common Stock (93,680 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Common Stock (577,865 underlying) - (indirect: By Partnership)
Series E-1 Preferred Stock
→ Common Stock (31,084 underlying) - (indirect: By Partnership)
Series F-1 Preferred Stock
→ Common Stock (96,910 underlying) - (indirect: By Partnership)
Series G Preferred Stock
→ Common Stock (21,155 underlying) - (indirect: By Partnership)
Series E-1 Preferred Stock
→ Common Stock (279,759 underlying) - (indirect: By Partnership)
Series B-1 Preferred Stock
→ Common Stock (20,117 underlying) - (indirect: By Partnership)
Series C-1 Preferred Stock
→ Common Stock (10,408 underlying) - (indirect: By Partnership)
Series D-1 Preferred Stock
→ Common Stock (44,584 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Common Stock (64,204 underlying) - (indirect: By Partnership)
Series F-1 Preferred Stock
→ Common Stock (872,190 underlying) - (indirect: By Partnership)
Series G Preferred Stock
→ Common Stock (190,411 underlying)
Footnotes (9)
- [F1]Each share of the issuer's Series B-1 Preferred Stock will automatically convert into 1.1056056 shares of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F2]The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]Each share of the issuer's Series C-1 Preferred Stock will automatically convert into 1.789396 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F4]Each share of the issuer's Series D-1 Preferred Stock will automatically convert into 1.789396 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F5]Each share of the issuer's Series E-1 Preferred Stock will automatically convert into 1.9291389 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F6]Each share of the issuer's Series F Preferred Stock will automatically convert into 2.697117 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F7]Each share of the issuer's Series F-1 Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F8]Each share of the issuer's Series G Preferred Stock will automatically convert into 1.48169754117647 shares of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. All shares of the issuer's Common Stock (including fractions thereof) issuable upon conversion of more than one share of the issuer's Preferred Stock by a holder thereof shall be aggregated. No fractional share shall be issued upon this conversion.
- [F9]The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII-A LP except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
Oportun Financial Corp
CIK 0001538716
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001496057
Filing Metadata
- Form type
- 3
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 9:29 PM ET
- Size
- 28.1 KB