Hu Edward 4
4 · Viela Bio, Inc. · Filed Oct 7, 2019
Insider Transaction Report
Form 4
Hu Edward
Director
Transactions
- Conversion
Common Stock
2019-10-07+3,230,000→ 3,230,000 total(indirect: Held by 6 Dimensions Capital, L.P.) - Conversion
Common Stock
2019-10-07+170,000→ 3,400,000 total(indirect: Held by 6 Dimension Affiliates Fund, L.P.) - Conversion
Common Stock
2019-10-07+894,118→ 4,294,118 total(indirect: Held by 6 Dimensions Capital, L.P.) - Conversion
Series A-2 Preferred Stock
2019-10-07−3,230,000→ 0 total(indirect: Held by 6 Dimensions Capital, L.P.)→ Common Stock (3,230,000 underlying) - Conversion
Series A-2 Preferred Stock
2019-10-07−170,000→ 0 total(indirect: Held by 6 Dimension Affiliates Fund, L.P.)→ Common Stock (170,000 underlying) - Conversion
Series A-3 Preferred Stock
2019-10-07−894,118→ 0 total(indirect: Held by 6 Dimensions Capital, L.P.)→ Common Stock (894,118 underlying) - Conversion
Common Stock
2019-10-07+47,059→ 4,341,177 total(indirect: Held by 6 Dimension Affiliates Fund, L.P.) - Conversion
Series A-3 Preferred Stock
2019-10-07−47,059→ 0 total(indirect: Held by 6 Dimension Affiliates Fund, L.P.)→ Common Stock (47,059 underlying)
Footnotes (4)
- [F1]The shares of preferred stock automatically converted into common stock immediately upon completion of the Issuer's initial public offering on a 1-for-1 basis.
- [F2]Mr. Hu is Managing Partner of 6 Dimensions Capital, L.P. and 6 Dimensions Affiliates Fund, L.P. and may be deemed to beneficially own the shares held by 6 Dimensions Capital, L.P. and 6 Dimensions Affiliates Fund, L.P. Mr. Hu disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
- [F3]The shares of preferred stock were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, immediately upon completion of the Issuer's initial public offering.
- [F4]Not applicable.