Home/Filings/3/A/0000899243-19-025640
3/A//SEC Filing

Q-Ventures Program II (Co-Invest Holdings) Ltd. 3/A

Accession 0000899243-19-025640

CIK 0001706431other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 8:44 PM ET

Size

14.9 KB

Accession

0000899243-19-025640

Insider Transaction Report

Form 3/AAmended
Period: 2019-10-10
Holdings
  • Series A-1 Convertible Preferred Stock

    Common Stock (1,111,111 underlying)
  • Series B Convertible Preferred Stock

    Common Stock (555,555 underlying)
Holdings
  • Series A-1 Convertible Preferred Stock

    Common Stock (1,111,111 underlying)
  • Series B Convertible Preferred Stock

    Common Stock (555,555 underlying)
Holdings
  • Series B Convertible Preferred Stock

    Common Stock (555,555 underlying)
  • Series A-1 Convertible Preferred Stock

    Common Stock (1,111,111 underlying)
Footnotes (4)
  • [F1]The Series A-1 Convertible Preferred Stock is convertible (i) at any time at the option of the holder; (ii) automatically upon the closing of a firm-commitment underwritten public offering pursuant to an effective registration statement under the Securities Act of 1933, as amended (the "Securities Act"), resulting in gross proceeds to the Issuer of not less than $200 million; or (iii) by vote or written consent of the holders of at least 60% of the then outstanding shares of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (voting together as a single class), in the case of (i) into fully paid and nonassessable shares of Common Stock on a 1-for-1 basis, subject to certain adjustments for dilution, if any, resulting from future stock issuances, and in the case of (ii) and (iii) into fully paid and nonassessable shares of Common Stock at the then-effective conversion rate for such share.
  • [F2]The Series B Convertible Preferred Stock is convertible (i) at any time at the option of the holder; (ii) automatically upon the closing of a firm-commitment underwritten public offering pursuant to an effective registration statement under the Securities Act, resulting in gross proceeds to the Issuer of not less than $200 million; or (iii) by vote or written consent of the holders of at least 60% of the then outstanding shares of Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (voting together as a single class), in the case of (i) into fully paid and nonassessable shares of Common Stock on a 1-for-1 basis, subject to certain adjustments for dilution, if any, resulting from future stock issuances, and in the case of (ii) and (iii) into fully paid and nonassessable shares of Common Stock at the then-effective conversion rate for such share.
  • [F3]The reported securities are beneficially owned by Q-Ventures Program II (Co-Invest Holdings) Ltd. ("Q-Ventures"). Frank Angella and Christopher Quinn are the directors of Q-Ventures and have shared voting and investment power over the shares held by Q-Ventures and, as a result, may each be deemed to beneficially own the reported securities. Each of the Reporting Persons disclaims beneficial ownership of the reported securities, except to the extent of his or its pecuniary interest therein.
  • [F4]This amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on October 10, 2019, is being filed to add Frank Angella and Christopher Quinn as Reporting Persons and to add a power of attorney as Exhibit 24. The holdings are not new or revised but are being reported in order to gain access to the filing system.

Issuer

Vir Biotechnology, Inc.

CIK 0001706431

Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001790363

Filing Metadata

Form type
3/A
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 8:44 PM ET
Size
14.9 KB