|4Oct 31, 7:40 PM ET

Walter J. Haas 2019 Trust 1A 4

4 · LEVI STRAUSS & CO · Filed Oct 31, 2019

Insider Transaction Report

Form 4
Period: 2019-10-17
Haas Walter J
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2019-10-24$17.07/sh60,200$1,027,3370 total
  • Conversion

    Class A Common Stock

    2019-10-24+60,20060,200 total
  • Sale

    Class A Common Stock

    2019-10-23$17.53/sh32,503$569,9270 total
  • Conversion

    Class A Common Stock

    2019-10-23+32,50332,503 total
  • Sale

    Class A Common Stock

    2019-10-22$17.46/sh117,886$2,058,1360 total
  • Conversion

    Class A Common Stock

    2019-10-22+117,886117,886 total
  • Sale

    Class A Common Stock

    2019-10-21$17.13/sh55,798$956,0090 total
  • Conversion

    Class A Common Stock

    2019-10-21+55,79855,798 total
  • Sale

    Class A Common Stock

    2019-10-18$17.07/sh58,722$1,002,1560 total
  • Conversion

    Class A Common Stock

    2019-10-18+58,72258,722 total
  • Sale

    Class A Common Stock

    2019-10-17$17.26/sh78,515$1,354,9330 total
  • Conversion

    Class A Common Stock

    2019-10-17+78,51578,515 total
  • Conversion

    Class B Common Stock

    2019-10-2460,2001,913,536 total
    Class A Common Stock (60,200 underlying)
  • Conversion

    Class B Common Stock

    2019-10-2332,5031,973,736 total
    Class A Common Stock (32,503 underlying)
  • Conversion

    Class B Common Stock

    2019-10-22117,8862,006,239 total
    Class A Common Stock (117,886 underlying)
  • Conversion

    Class B Common Stock

    2019-10-2155,7982,124,125 total
    Class A Common Stock (55,798 underlying)
  • Conversion

    Class B Common Stock

    2019-10-1858,7222,179,923 total
    Class A Common Stock (58,722 underlying)
  • Conversion

    Class B Common Stock

    2019-10-1778,5152,238,645 total
    Class A Common Stock (78,515 underlying)
Footnotes (8)
  • [F1]Shares disposed of pursuant to a previously established Rule l0b5-l plan.
  • [F2]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.990 to $17.480 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  • [F4]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.370 to $17.655 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.010 to $17.690 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F6]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.000 to $17.315 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F7]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.950 to $17.185 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff ot the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F8]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.020 to $17.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

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