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4//SEC Filing

Marinucci Edmund 4

Accession 0000899243-19-027393

CIK 0000906780other

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 4:48 PM ET

Size

7.8 KB

Accession

0000899243-19-027393

Insider Transaction Report

Form 4
Period: 2019-11-15
Transactions
  • Disposition to Issuer

    Common Stock, par value $.01 per share

    2019-11-15$9.74/sh21,622$210,5980 total
  • Disposition to Issuer

    Restricted Stock Units

    2019-11-156,4000 total
    Common Stock, par value $.01 per share (6,400 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, by and between Empire Resorts, Inc. (the "Company"), Hercules Topco LLC, and Hercules Merger Subsidiary Inc. (the "Merger Agreement"), on the effective date of the merger.
  • [F2]On May 6, 2019, Mr. Marinucci was granted 6,400 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which were to vest on May 15, 2020. Each RSU represented the right to receive one share of the Company's common stock. On the effective date of the merger, all outstanding RSUs, whether or not then vested, were canceled, extinguished and converted into the right to receive the merger consideration issuable to holders of common stock pursuant to the Merger Agreement.

Issuer

EMPIRE RESORTS INC

CIK 0000906780

Entity typeother

Related Parties

1
  • filerCIK 0001601845

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:48 PM ET
Size
7.8 KB