Earnings Feed
Start Free
Home/Filings/4/0000899243-19-028060
4//SEC Filing

Balak Salesh 4

Accession 0000899243-19-028060

CIK 0001279695other
View on SEC.govCompany Profile

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 3:32 PM ET

Size

13.1 KB

Accession

0000899243-19-028060

Insider Transaction Report

Form 4
Period: 2019-11-12
UNIVERSAL BIOSENSORS INCUBI
Balak Salesh
Chief Financial Officier
Transactions
  • Exercise/Conversion

    Common Stock

    2019-11-12+25,000→ 226,558 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2019-11-12−25,000→ 0 total
    Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $0.50Exp: 2024-02-27→ Common Stock (216,300 underlying)
    216,300

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $0.50Exp: 2023-04-20→ Common Stock (721,000 underlying)
    721,000
Footnotes (7)
  • [F1]The price reported is stated in Australian dollars.
  • [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vested and became exercisable on 12/31/2017.
  • [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
  • [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015. These options were exercised on 11/12/2019.
  • [F5]206,000 of the stock options vested and became exercisable on 10/05/2016, 412,000 of the stock options vested and became exercisable on 12/31/2016 and 103,000 of the stock options vested and became exercisable on 02/23/2017.
  • [F6]216,300 stock options vested and became exercisable on 12/31/2017.
  • [F7]Includes (i) 219,362 shares in the form of CDIs Mr. Balak holds directly and (ii) 7,196 restricted fully paid shares.

Documents

1 file

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

→
Entity typeother

Related Parties

1
  • filerCIK 0001397500

Filing Metadata

Form type
4
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 3:32 PM ET
Size
13.1 KB
View on SEC.gov