OptiNose, Inc.·4

Nov 26, 5:36 PM ET

Venkataraman Sriram 4

4 · OptiNose, Inc. · Filed Nov 26, 2019

Insider Transaction Report

Form 4
Period: 2019-11-25
Venkataraman Sriram
Director10% Owner
Transactions
  • Sale

    Common Stock

    2019-11-25$9.16/sh70,762$648,534807,995 total(indirect: See footnote)
  • Sale

    Common Stock

    2019-11-25$9.16/sh887,722$8,135,97210,136,374 total(indirect: See footnote)
  • Sale

    Common Stock

    2019-11-25$9.16/sh291,516$2,671,7443,328,648 total(indirect: See footnote)
Footnotes (3)
  • [F1]Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
  • [F2]Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
  • [F3]Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION