Home/Filings/4/0000899243-19-028624

4//SEC Filing

Social Capital Holdings Inc. 4

Accession 0000899243-19-028624

CIK 0001764925other

View on SEC.gov Company Profile

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 8:13 PM ET

Size

30.5 KB

Accession

0000899243-19-028624

Insider Transaction Report

Form 4

Period: 2019-12-03

Slack Technologies, Inc.WORK

Social Capital Partnership Principals Fund II, L.P.

10% Owner

Transactions

Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)

Social Capital Partnership GP II, L.P.

10% Owner

Transactions

Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)

Social Capital Partnership Principals Fund III, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)

Social Capital Partnership GP III, Ltd

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)

Social Capital Partnership II, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)

Social Capital Partnership III, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)

Social Capital Partnership GP III, L.P.

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)

Social Capital Holdings Inc.

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)

Social Capital Partnership GP II, Ltd.

10% Owner

Transactions

Conversion
Class A Common Stock
2019-12-03+3,796,446→ 3,796,446 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−1,876,030→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (1,876,030 underlying)
Conversion
Class B Common Stock
2019-12-03−32,467,545→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (32,467,545 underlying)
Conversion
Class A Common Stock
2019-12-03+1,876,030→ 1,876,030 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2019-12-03+32,467,545→ 32,467,545 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2019-12-03−3,796,446→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,796,446 underlying)

Footnotes (5)

[F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.
[F2]The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.
[F3]The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.
[F4]The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.
[F5]Chamath Palihapitiya is a director of the Issuer and the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Slack Technologies, Inc.

CIK 0001764925

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001778886

Filing Metadata

Form type: 4
Filed: Dec 4, 7:00 PM ET
Accepted: Dec 5, 8:13 PM ET
Size: 30.5 KB

View on SEC.gov