Berger Harold D. 4

4 · CRYO CELL INTERNATIONAL INC · Filed Dec 12, 2019

Form 4

Period: 2019-11-21

Director

Transactions

Award
Stock Option
2019-11-25$7.74/sh+5,300$41,022→ 5,300 total
Exercise: $7.74From: 2019-11-25Exp: 2026-11-25→ Common Stock (5,300 underlying)
Other
Stock Option
2019-11-21$3.50/sh−7,500$26,250→ 0 total
Exercise: $3.50From: 2016-07-06Exp: 2026-07-06→ Common Stock (7,500 underlying)
Other
Stock Option
2019-11-21$7.00/sh−7,500$52,500→ 0 total
Exercise: $7.00From: 2017-07-18Exp: 2027-07-18→ Common Stock (7,500 underlying)

Holdings

Common Stock
26,130
Stock Options
Exercise: $1.95From: 2013-07-19Exp: 2023-07-19→ Common Stock (7,500 underlying)
7,500
Stock Options
Exercise: $2.04From: 2012-07-10Exp: 2022-07-10→ Common Stock (7,500 underlying)
7,500
Stock Options
Exercise: $2.40From: 2014-07-22Exp: 2024-07-22→ Common Stock (7,500 underlying)
7,500
Stock Options
Exercise: $3.08From: 2015-07-09Exp: 2025-07-09→ Common Stock (7,500 underlying)
7,500
Stock Option
Exercise: $7.53From: 2019-08-30Exp: 2029-08-30→ Common Stock (7,500 underlying)
7,500

Footnotes (7)

[F1]Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
[F2]Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.
[F3]Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
[F4]Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
[F5]Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
[F6]Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019.
[F7]Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

Documents

1 file