3//SEC Filing
CEOF II DE I AIV, L.P. 3
Accession 0000899243-19-030220
CIK 0001752474other
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 8:00 AM ET
Size
19.1 KB
Accession
0000899243-19-030220
Insider Transaction Report
Form 3
CEOF II Coinvestment (DE), L.P.
10% Owner
Holdings
- (indirect: See footnotes)
Contingent Shares
→ Common Stock (1,264,166 underlying) - 19,996,804(indirect: See footnotes)
Common Stock
CEOF II DE I AIV, L.P.
10% Owner
Holdings
- (indirect: See footnotes)
Contingent Shares
→ Common Stock (1,264,166 underlying) - 19,996,804(indirect: See footnotes)
Common Stock
CEOF II Coinvestment B (DE), L.P.
10% Owner
Holdings
- 19,996,804(indirect: See footnotes)
Common Stock
- (indirect: See footnotes)
Contingent Shares
→ Common Stock (1,264,166 underlying)
Footnotes (5)
- [F1]Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. and LD Topco, Inc., each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").
- [F2]Includes 18,261,123 shares held of record by CEOF II DE I AIV, L.P. ("CEOF II DE"), 1,658,789 shares held of record by CEOF II Coinvestment (DE), L.P. ("CEOF II Coinvestment") and 76,892 shares held of record by CEOF II Coinvestment B (DE), L.P. ("CEOF II Coinvestment B," and together with CEOF II DE and CEOF II Coinvestment, the "CEOF Funds").
- [F3]Carlyle Group Management L.L.C. is the general partner of The Carlyle Group, L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group, L.P. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the sole member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole member of CEOF II DE GP AIV, L.L.C., which is the general partner CEOF II DE AIV GP, L.P., which is the general partner of each of the CEOF Funds. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by the CEOF Funds.
- [F4]Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following December 19, 2019.
- [F5]Includes 1,154,439 shares held of record by CEOF II DE, 104,866 shares held of record by CEOF II Coinvestment and 4,861 shares held of record by CEOF II Coinvestment B.
Issuer
KLDiscovery Inc.
CIK 0001752474
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001789176
Filing Metadata
- Form type
- 3
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 8:00 AM ET
- Size
- 19.1 KB