4//SEC Filing
Youngkin Glenn A. 4
Accession 0000899243-20-000285
CIK 0001527166other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:05 PM ET
Size
14.6 KB
Accession
0000899243-20-000285
Insider Transaction Report
Form 4
Youngkin Glenn A.
Chief Operating Officer
Transactions
- Conversion
Common Stock
2020-01-01+142,857→ 142,857 total(indirect: See Footnote) - Conversion
Carlyle Holdings partnership units
2020-01-01−142,857→ 0 total(indirect: See Footnote)→ Common Units Representing limited partnership interests (142,857 underlying) - Conversion
Common Stock
2020-01-01+5,528,231→ 7,861,991 total - Conversion
Carlyle Holdings partnership units
2020-01-01−5,528,231→ 0 total→ Common Units Representing limited partnership interests (5,528,231 underlying)
Footnotes (4)
- [F1]On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").
- [F2]Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis.
- [F3]These securities are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
- [F4]Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.
Issuer
Carlyle Group Inc.
CIK 0001527166
Entity typeother
Related Parties
1- filerCIK 0001512671
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:05 PM ET
- Size
- 14.6 KB