Home/Filings/4/0000899243-20-000293
4//SEC Filing

CONWAY WILLIAM E JR 4

Accession 0000899243-20-000293

CIK 0001527166other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:11 PM ET

Size

10.2 KB

Accession

0000899243-20-000293

Insider Transaction Report

Form 4
Period: 2020-01-01
CONWAY WILLIAM E JR
DirectorFounder and Co-CEO
Transactions
  • Conversion

    Common Stock

    2020-01-01+44,499,64444,499,644 total
  • Conversion

    Carlyle Holdings partnership units

    2020-01-0144,499,6440 total
    Common Units Representing limited partnership interests (44,499,644 underlying)
Footnotes (3)
  • [F1]On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. (the "Common Stock").
  • [F2]Pursuant to the terms of the Conversion, partnership units of Carlyle Holdings were exchanged for shares of Common Stock on a one-for-one basis.
  • [F3]Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings were exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.

Issuer

Carlyle Group Inc.

CIK 0001527166

Entity typeother

Related Parties

1
  • filerCIK 0001196635

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:11 PM ET
Size
10.2 KB