FARKAS ANDREW L 4
4 · Exantas Capital Corp. · Filed Jan 23, 2020
Insider Transaction Report
Form 4
FARKAS ANDREW L
Director
Transactions
- Award
Common Stock
2020-01-21+12,668→ 108,272 total
Holdings
- 780,025(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The Reporting Person has been granted 12,668 shares of restricted stock under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 21, 2021.
- [F2]37,716 shares remain subject to vesting.
- [F3]Shares are collectively held by Resource Capital Investor, LLC and Exantas Capital Manager Inc, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.