Peterson Thomas Alan 4

4 · Hostess Brands, Inc. · Filed Jan 23, 2020

Form 4

Period: 2020-01-21

See Remarks

Transactions

Award
Stock Options
2020-01-21+15,679→ 15,679 total
Exercise: $13.90Exp: 2030-01-20→ Class A Common Stock (15,679 underlying)
Award
Restricted Stock Units
2020-01-21+6,429→ 6,429 total

Holdings

Stock Options
Exercise: $15.78Exp: 2027-03-22→ Class A Common Stock (96,247 underlying)
96,247
Stock Options
Exercise: $11.35Exp: 2029-01-10→ Class A Common Stock (81,002 underlying)
81,002
Restricted Stock Units
18,199
Class A Common Stock, par value $0.0001 per share
68,769

Footnotes (5)

[F1]Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock. These restricted stock units will vest in equal or nearly equal installments on January 21 of each of 2021, 2022 and 2023, assuming continued employment through the applicable vesting date.
[F2]Consists of previously disclosed restricted stock units that remain subject to time-based vesting criteria.
[F3]Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on January 21 of each of 2021, 2022, and 2023, assuming continued employment through the applicable vesting date.
[F4]Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on January 11 of each of 2020, 2021, and 2022, assuming continued employment through the applicable vesting date.
[F5]Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020, assuming continued employment through the applicable vesting date.

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