Vapotherm Investors, LLC 5
5 · VAPOTHERM INC · Filed Jan 24, 2020
Insider Transaction Report
Form 5
VAPOTHERM INCVAPO
3x5 Partners, LLC
10% Owner
Transactions
- Purchase
Common Stock
2019-08-02$14.34/sh+10,000$143,400→ 10,000 total - Purchase
Common Stock
2019-09-11$8.68/sh+20,000$173,600→ 30,000 total
Holdings
- 2,294,204(indirect: By LLC)
Common Stock
- 1,049,958(indirect: By 3x5 Special Opportunity Fund, L.P.)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $14.325 to $14.35. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $8.64 to $8.74. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]3x5 Partners, LLC is the managing member of Vapotherm Investors, LLC and a member of 3x5 Special Opportunity Partners, LLC, which is the general partner of 3x5 Special Opportunity Fund, L.P., and by virtue of these relationships 3x5 Partners, LLC may be deemed to indirectly beneficially own the shares directly held by Vapotherm Investors, LLC and 3x5 Special Opportunity Partners, L.P. 3x5 Partners, LLC disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of its pecuniary interest therein.