3/A//SEC Filing
Vapotherm Investors, LLC 3/A
Accession 0000899243-20-001962
CIK 0001253176other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 4:08 PM ET
Size
11.0 KB
Accession
0000899243-20-001962
Insider Transaction Report
Form 3/AAmended
VAPOTHERM INCVAPO
Vapotherm Investors, LLC
10% Owner
Holdings
Series D-1 Convertible Preferred Stock
→ Common Stock (208,752 underlying)Series C Convertible Preferred Stock
→ Common Stock (849,239 underlying)Series D Convertible Preferred Stock
→ Common Stock (1,073,655 underlying)Warrant to purchase Series A Convertible Preferred Stock
→ Series A Convertible Preferred Stock (42,857 underlying)Series A Convertible Preferred Stock
→ Common Stock (227,600 underlying)Series B Convertible Preferred Stock
→ Common Stock (75,700 underlying)
Footnotes (6)
- [F1]Series A Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series A Convertible Preferred Stock.
- [F2]Series B Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series B Convertible Preferred Stock.
- [F3]Series C Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series C Convertible Preferred Stock.
- [F4]Series D Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series D Convertible Preferred Stock.
- [F5]Series D-1 Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series D-1 Convertible Preferred Stock.
- [F6]The warrants to purchase Series A Convertible Preferred Stock are exercisable at any time at the holder's election, and have an expiration date of September 7, 2022.
Documents
Issuer
VAPOTHERM INC
CIK 0001253176
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001561748
Filing Metadata
- Form type
- 3/A
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 4:08 PM ET
- Size
- 11.0 KB