4//SEC Filing
Vlamis Georgia L 4
Accession 0000899243-20-002238
CIK 0001320854other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 5:56 PM ET
Size
13.4 KB
Accession
0000899243-20-002238
Insider Transaction Report
Form 4
Vlamis Georgia L
VP, General Counsel & Corp Sec
Transactions
- Award
Employee Stock Appreciation Right
2020-01-24+139,442→ 139,442 totalExercise: $1.66Exp: 2030-01-24→ Common stock (139,442 underlying) - Award
Common Stock
2020-01-24+63,253→ 86,554 total
Holdings
- 44,212
Employee Stock Option (right to buy)
Exercise: $16.66Exp: 2028-01-12→ Common stock (44,212 underlying) - 12,379
Employee Stock Option (right to buy)
Exercise: $16.66Exp: 2028-01-12→ Common stock (12,379 underlying) - 27,349
Employee Stock Option (right to buy)
Exercise: $7.41Exp: 2029-01-14→ Common stock (27,349 underlying)
Footnotes (8)
- [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F2]The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
- [F3]Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.
- [F4]The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.
- [F5]The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.
- [F6]On January 14, 2019 the recipient was granted 27,349 options 9,116 stock options are fully vested and currently exercisable. 9,116 stock options will vest on January 14, 2021 and 9,117 stock options will vest on January 14, 2022.
- [F7]On January 12, 2018, the recipient was granted 44,212 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
- [F8]On January 12, 2018, the recipient was granted 12,379 options. 8,252 stock options are fully vested and currently exercisable and 4,127 stock options will vest on January 12, 2021.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001659973
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 5:56 PM ET
- Size
- 13.4 KB