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4//SEC Filing

MALIEKEL JOSEPH J 4

Accession 0000899243-20-002240

CIK 0001320854other

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 5:59 PM ET

Size

14.0 KB

Accession

0000899243-20-002240

Insider Transaction Report

Form 4
Period: 2020-01-24
MALIEKEL JOSEPH J
VP, Corp Controller and PAO
Transactions
  • Award

    Common Stock

    2020-01-24+38,66960,722.674 total
  • Award

    Employee Stock Appreciation Right

    2020-01-24+36,53436,534 total
    Exercise: $1.66Exp: 2030-01-24Common stock (36,534 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $7.41Exp: 2029-01-14Common stock (7,790 underlying)
    7,790
  • Employee Stock Option (right to buy)

    Exercise: $25.55Exp: 2024-01-15Common Stock (9,825 underlying)
    9,825
  • Employee Stock Option (right to buy)

    Exercise: $16.66Exp: 2028-01-12Common stock (3,447 underlying)
    3,447
  • Employee Stock Option (right to buy)

    Exercise: $24.56Exp: 2023-01-18Common Stock (5,000 underlying)
    5,000
Footnotes (9)
  • [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).
  • [F2]The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
  • [F3]Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.
  • [F4]The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.
  • [F5]The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.
  • [F6]On January 14, 2019, the recipient was granted 7,790 options. 2,597 stock options are fully vested and currently exercisable, 2,597 stock options will vest on January 14, 2021 and 2,596 stock options will vest on January 14, 2022.
  • [F7]On January 12, 2018, the recipient was granted 3,447 options. 2,298 stock options are fully vested and currently exercisable and 1,149 stock options will vest on January 12, 2021.
  • [F8]On January 15, 2014 the recipient was granted 9,825 options which are fully vested and currently exercisable.
  • [F9]On January 18, 2013 the recipient was granted 5,000 options which are fully vested and currently exercisable.

Issuer

FreightCar America, Inc.

CIK 0001320854

Entity typeother

Related Parties

1
  • filerCIK 0001245666

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 5:59 PM ET
Size
14.0 KB