STEIN JAY 4
4 · STEIN MART INC · Filed Jan 31, 2020
Insider Transaction Report
Form 4
STEIN MART INCSMRT
STEIN JAY
DirectorChairman of the Board
Transactions
- Gift
Common Stock
2020-01-30+9,908,996→ 17,339,544 total(indirect: See footnote) - Other
Common Stock
2020-01-29+234,197→ 9,908,996 total - Gift
Common Stock
2020-01-30−9,908,996→ 0 total
Footnotes (3)
- [F1]Represents shares received pursuant to a private settlement agreement with a third party.
- [F2]Includes shares previously reported as indirectly beneficially owned by the reporting person. All shares previously reported as indirectly beneficially owned by the reporting person were contributed to Stein Family Holdco LLC on January 30, 2020.
- [F3]By Stein Family Holdco LLC. The reporting person is the manager of Stein Family Holdco LLC.