Home/Filings/4/0000899243-20-004424
4//SEC Filing

LEE KEWSONG 4

Accession 0000899243-20-004424

CIK 0001527166other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 9:45 PM ET

Size

8.7 KB

Accession

0000899243-20-004424

Insider Transaction Report

Form 4
Period: 2020-02-10
LEE KEWSONG
DirectorCo-Chief Executive Officer
Transactions
  • Award

    Common Stock

    2020-02-10+300,0002,651,754 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    495,814
Footnotes (4)
  • [F1]On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc.
  • [F2]These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
  • [F3]Reflects a transfer made between a grantor retained annuity trust and the reporting person. Such transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
  • [F4]Such shares of common stock are held in a grantor retained annuity trust.

Issuer

Carlyle Group Inc.

CIK 0001527166

Entity typeother

Related Parties

1
  • filerCIK 0001220640

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 9:45 PM ET
Size
8.7 KB