LEE KEWSONG 4
4 · Carlyle Group Inc. · Filed Feb 12, 2020
Insider Transaction Report
Form 4
LEE KEWSONG
DirectorCo-Chief Executive Officer
Transactions
- Award
Common Stock
2020-02-10+300,000→ 2,651,754 total
Holdings
- 495,814(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc.
- [F2]These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
- [F3]Reflects a transfer made between a grantor retained annuity trust and the reporting person. Such transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
- [F4]Such shares of common stock are held in a grantor retained annuity trust.