4//SEC Filing
MURSTEIN ALVIN 4
Accession 0000899243-20-004892
CIK 0001000209other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:45 PM ET
Size
10.8 KB
Accession
0000899243-20-004892
Insider Transaction Report
Form 4
MURSTEIN ALVIN
DirectorChairman & CEO
Transactions
- Award
Common Stock (right to buy)
2020-02-17+37,161→ 72,060 totalExercise: $6.68Exp: 2030-02-17→ Common Stock (37,161 underlying) - Award
Common Stock
2020-02-17+18,336→ 184,764 total
Holdings
- 80,118(indirect: See Footnotes)
Common Stock
- 5,000(indirect: See Footnotes)
Common Stock
- 117,660(indirect: See Footnotes)
Common Stock
- 1,268,182(indirect: See Footnotes)
Common Stock
Footnotes (6)
- [F1]Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.
- [F2]Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
- [F3]Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- [F4]Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
- [F5]Represents shares owned by Mr. Murstein's spouse.
- [F6]One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.
Documents
Issuer
MEDALLION FINANCIAL CORP
CIK 0001000209
Entity typeother
Related Parties
1- filerCIK 0001000210
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 4:45 PM ET
- Size
- 10.8 KB