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3//SEC Filing

Platinum Equity Investment Holdings III, LLC 3

Accession 0000899243-20-005399

CIK 0001720821other
View on SEC.govCompany Profile

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 9:36 PM ET

Size

15.3 KB

Accession

0000899243-20-005399

Insider Transaction Report

Form 3
Period: 2020-02-10
PAE IncPAE
PLATINUM EQUITY LLC
10% Owner
Holdings

  • Warrants

    (indirect: See footnotes)
    Exercise: $11.50From: 2020-03-11Exp: 2025-02-10→ Class A Common Stock (958,170 underlying)

  • Class A Common Stock

    (indirect: See footnotes)
    22,466,228
Platinum Equity Investment Holdings III Manager, LLC
10% Owner
Holdings

  • Warrants

    (indirect: See footnotes)
    Exercise: $11.50From: 2020-03-11Exp: 2025-02-10→ Class A Common Stock (958,170 underlying)

  • Class A Common Stock

    (indirect: See footnotes)
    22,466,228
Platinum Equity Investment Holdings III, LLC
10% Owner
Holdings

  • Class A Common Stock

    (indirect: See footnotes)
    22,466,228

  • Warrants

    (indirect: See footnotes)
    Exercise: $11.50From: 2020-03-11Exp: 2025-02-10→ Class A Common Stock (958,170 underlying)
Gores Tom
10% Owner
Holdings

  • Class A Common Stock

    (indirect: See footnotes)
    22,466,228

  • Warrants

    (indirect: See footnotes)
    Exercise: $11.50From: 2020-03-11Exp: 2025-02-10→ Class A Common Stock (958,170 underlying)
Footnotes (4)
  • [F1]Consists of 20,919,578 shares of Class A Common Stock held by PE Shay Holdings, LLC and 1,546,650 shares of Class A Common Stock held by Platinum Equity, LLC. Platinum Equity Capital Shay Partners I, L.P., Platinum Equity Capital Shay Partners II, L.P., Platinum Equity Capital Partners-A III, L.P., Platinum Equity Capital Partners-B III, L.P. and Platinum Equity Capital Partners-C III, L.P. (collectively, the "Platinum Funds") collectively own a majority of the equity interests of PE Shay Holdings, LLC. As a result, the Platinum Funds may be deemed to beneficially own the securities held by PE Shay Holdings, LLC.
  • [F2]Platinum Equity, LLC is the sole member of Platinum Equity Investment Holdings III Manager, LLC, which is the sole manager of Platinum Equity Investment Holdings III, LLC, which is the senior managing member of Platinum Equity Partners III, LLC. Platinum Equity Partners III, LLC is the general partner of each of the Platinum Funds. Therefore, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by the Platinum Funds.
  • [F3]Mr. Gores is the Chairman and Chief Executive Officer of Platinum Equity, LLC. As a result, Mr. Gores may be deemed to share voting and investment power with respect to all shares of Class A Common Stock of the Issuer beneficially owned by Platinum Equity, LLC. Mr. Gores disclaims any beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.
  • [F4]Represents securities held by Platinum Equity, LLC.

Documents

2 files

Issuer

PAE Inc

CIK 0001720821

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001676357

Filing Metadata

Form type
3
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 9:36 PM ET
Size
15.3 KB
View on SEC.gov