4//SEC Filing
J.R. Simplot Co 4
Accession 0000899243-20-006146
CIK 0001333822other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 11:49 AM ET
Size
17.1 KB
Accession
0000899243-20-006146
Insider Transaction Report
Form 4
SemiLEDs CorpLEDS
J.R. Simplot Co
10% Owner
Transactions
- Other
Common Stock
2020-02-07−500,000→ 0 total - Other
Convertible Unsecured Promissory Note
2020-02-07$1500000.00/sh−1,500,000$2,250,000,000,000→ 0 totalExercise: $3.00From: 2019-11-25→ Common Stock (500,000 underlying) - Purchase
Common Stock
2019-11-25$3.00/sh+500,000$1,500,000→ 500,000 total - Other
Common Stock
2020-02-07+500,000→ 500,000 total(indirect: See Footnote) - Purchase
Convertible Unsecured Promissory Note
2019-11-25$1500000.00/sh+1,500,000$2,250,000,000,000→ 500,000 totalExercise: $3.00From: 2019-11-25→ Common Stock (500,000 underlying) - Other
Convertible Unsecured Promissory Note
2020-02-07$1500000.00/sh+1,500,000$2,250,000,000,000→ 500,000 total(indirect: See Footnote)Exercise: $3.00From: 2019-11-25→ Common Stock (500,000 underlying)
Holdings
- 989,934(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Consists of 989,934 shares of Common Stock owned of record by Simplot Taiwan Inc., an Idaho corporation. Simplot Taiwan Inc. is wholly owned by J.R. Simplot Company, a Nevada corporation. Accordingly, J.R. Simplot Company may be deemed to have shared voting and investment power over such shares.
- [F2]Consists of a Convertible Unsecured Promissory Note initially issued to J.R. Simplot Company in the principal amount of $1,500,000. The Note is convertible into Common Stock at any time at a conversion price of $3.00 per share. Accordingly, J.R. Simplot Company may be deemed to have voting and investment power over the shares into which such note is convertible.
- [F3]On February 7, 2020, J.R. Simplot Company assigned the Convertible Unsecured Promissory Note to Simplot Taiwan Inc. for no consideration. Accordingly, J.R. Simplot Company may be deemed to have voting and investment power over the shares into which such note is convertible indirectly by virtue of its ownership of Simplot Taiwan Inc.
- [F4]The Note has no expiration date.
Documents
Issuer
SemiLEDs Corp
CIK 0001333822
Entity typeother
IncorporatedNV
Related Parties
1- filerCIK 0001506777
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 11:49 AM ET
- Size
- 17.1 KB