Home/Filings/4/0000899243-20-007267
4//SEC Filing

MARRIOTT DAN 4

Accession 0000899243-20-007267

CIK 0001627475other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 7:48 PM ET

Size

10.9 KB

Accession

0000899243-20-007267

Insider Transaction Report

Form 4
Period: 2020-03-03
MARRIOTT DAN
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2020-03-03$8.13/sh124,867$1,015,169676,955 total(indirect: Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.))
  • Disposition to Issuer

    Common Stock

    2020-03-05$8.08/sh121,828$984,370305,127 total(indirect: Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.))
  • Disposition to Issuer

    Common Stock

    2020-03-04$8.28/sh250,000$2,070,000426,955 total(indirect: Held directly by Stripes I, LP (f/k/a SG Growth Partners I, L.P.))
Holdings
  • Common Stock

    174,756
Footnotes (5)
  • [F1]Stripes GP I, LLC (f/k/a SGGP I, LLC ("SGP")) has sole voting and dispositive power over the shares held by Stripes I, LP (f/k/a SG Growth Partners I, L.P.) Voting decisions with respect to such shares are made by Kenneth A. Fox and the Reporting Person, as the investment committee of SGP.
  • [F2]The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $8.00 to $8.45 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F3]The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $8.00 to $8.41 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F4]The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $8.00 to $8.20 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F5]Represents: (i) 20,564 RSUs previously reported on Form 4s filed by the Reporting Person and (ii) 154,192 shares received via pro rata distributions previously reported on the Form 4 filed by the Reporting Person on May 31, 2019.

Issuer

Upwork Inc.

CIK 0001627475

Entity typeother

Related Parties

1
  • filerCIK 0001184242

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:48 PM ET
Size
10.9 KB