3//SEC Filing
BAY CITY CAPITAL LLC 3
Accession 0000899243-20-007939
CIK 0001672619other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 6:26 PM ET
Size
24.4 KB
Accession
0000899243-20-007939
Insider Transaction Report
Form 3
IMARA Inc.IMRA
BAY CITY CAPITAL LLC
10% Owner
Holdings
- (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (44,749 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (2,555 underlying) - (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (852 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (511,335 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (134,148 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (9,741 underlying)
Bay City Capital Management V LLC
10% Owner
Holdings
- (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (852 underlying) - (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (44,749 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (511,335 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (2,555 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (9,741 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (134,148 underlying)
Bay City Capital Fund V, L.P.
10% Owner
Holdings
- (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (511,335 underlying) - (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (852 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (2,555 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (9,741 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (134,148 underlying) - (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (44,749 underlying)
Holdings
- (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (44,749 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (511,335 underlying) - (indirect: By LLC)
Series A Preferred Stock
→ Common Stock (9,741 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (2,555 underlying) - (indirect: By LLC)
Series B Preferred Stock
→ Common Stock (134,148 underlying) - (indirect: By LLC)
Series Seed Preferred Stock
→ Common Stock (852 underlying)
Footnotes (6)
- [F1]Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purposes of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Carl Goldfischer, a Managing Director of BCC, is a member of the Issuer's Board of Directors.
- [F2]Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
- [F3]Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaims beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
- [F4]The Series Seed Preferred Stock is convertible into Common Stock on a 6.299-for-1 basis into the number of shares of Common Stock as shown in Column 3 without payment of further consideration, at any time at the holder's election and upon either the closing of a firm-commitment underwritten public offering pursuant to an effective registration statement resulting in at least $60 million of gross offering proceeds to the Issuer, or the date and time or occurrence of an event specified by at least 60% of the outstanding preferred stock. The shares have no expiration date.
- [F5]The Series A Preferred Stock is convertible into Common Stock on a 6.299-for-1 basis into the number of shares of Common Stock as shown in Column 3 without payment of further consideration, at any time at the holder's election and upon either the closing of a firm-commitment underwritten public offering pursuant to an effective registration statement resulting in at least $60 million of gross offering proceeds to the Issuer, or the date and time or occurrence of an event specified by at least 60% of the outstanding preferred stock. The shares have no expiration date.
- [F6]The Series B Preferred Stock is convertible into Common Stock on a 6.299-for-1 basis into the number of shares of Common Stock as shown in Column 3 without payment of further consideration, at any time at the holder's election and upon either the closing of a firm-commitment underwritten public offering pursuant to an effective registration statement resulting in at least $60 million of gross offering proceeds to the Issuer, or the date and time or occurrence of an event specified by at least 60% of the outstanding preferred stock. The shares have no expiration date.
Issuer
IMARA Inc.
CIK 0001672619
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001288452
Filing Metadata
- Form type
- 3
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 6:26 PM ET
- Size
- 24.4 KB