SEDCO Capital Cayman Ltd 4
4 · Venus Concept Inc. · Filed Mar 19, 2020
Insider Transaction Report
Form 4
SEDCO Capital Cayman Ltd
10% Owner
Transactions
- Award
Common Stock
2020-03-18+660,000→ 1,193,333 total(indirect: See footnotes) - Award
Warrant
2020-03-18+1,600,000→ 1,200,000 total(indirect: See footnotes)Exercise: $3.50From: 2020-09-15Exp: 2025-09-15→ Common Stock (1,200,000 underlying) - Award
Common Stock
2020-03-18+1,600,000→ 1,600,000 total(indirect: See footnotes) - Award
Warrant
2020-03-18+660,000→ 495,000 total(indirect: See footnotes)Exercise: $3.50From: 2020-09-15Exp: 2025-09-15→ Common Stock (495,000 underlying)
Holdings
- 1,866,666(indirect: See footnotes)
Common Stock
- 1,866,666(indirect: See footnotes)
Common Stock
Footnotes (6)
- [F1]These securities were purchased from the Issuer at a price of $2.50 per unit, consisting of one share of common stock and a warrant exercisable for 0.75 shares of common stock.
- [F2]SEDCO Capital Cayman Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the parent of SEDCO Capital Cayman Limited and may be deemed to beneficially own securities held by SEDCO Capital Cayman Limited.
- [F3]SEDCO Capital Global Funds - SC Private Equity Global Fund IV is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SEDCO Capital Global Funds - SC Private Equity Global Fund IV and may be deemed to beneficially own securities held by SEDCO Capital Global Funds - SC Private Equity Global Fund IV.
- [F4]SC Venus US Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SC Venus US Limited and may be deemed to beneficially own securities held by SC Venus US Limited.
- [F5]SC Venus Opportunities Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SC Venus Opportunities Limited and may be deemed to beneficially own securities held by SC Venus Opportunities Limited.
- [F6]Each of the reporting persons disclaims beneficial ownership of the reported securities, except the extent of its pecuniary interests therein.