4/A//SEC Filing
Fengate Capital Management Ltd. 4/A
Accession 0000899243-20-009068
CIK 0001421907other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 11:26 AM ET
Size
12.7 KB
Accession
0000899243-20-009068
Insider Transaction Report
Form 4/AAmended
Fengate Trident LP
10% Owner
Holdings
Convertible Promissory Note due May 31, 2020
→ Common StockConvertible Promissory Note due May 31, 2020
→ Common StockConvertible Promissory Note due May 31, 2020
→ Common Stock
Fengate Trident GP Inc.
10% Owner
Holdings
Convertible Promissory Note due May 31, 2020
→ Common StockConvertible Promissory Note due May 31, 2020
→ Common StockConvertible Promissory Note due May 31, 2020
→ Common Stock
Fengate Capital Management Ltd.
10% Owner
Holdings
Convertible Promissory Note due May 31, 2020
→ Common StockConvertible Promissory Note due May 31, 2020
→ Common StockConvertible Promissory Note due May 31, 2020
→ Common Stock
Footnotes (5)
- [F1]Fengate Trident LP is a private investment limited partnership that may be deemed the direct beneficial owner of the securities referred to herein. Fengate Capital Management Ltd. is the investment manager to and Fengate Trident GP, Inc. is the general partner of Fengate Trident LP. Each of the Reporting Persons disclaims beneficial ownership of the securities referred to herein except to the extent of their pecuniary interest therein.
- [F2]On November 5, 2019, a Form 4 filed by the reporting persons inadvertently included the acquisition of Convertible Promissory Notes with fixed conversion prices of $0.43 and $0.334 when in fact they had exercise prices based on a floating rate formula and therefore were not reportable pursuant to Rule 16a-1(c)(6).
- [F3]As of November 5, 2019, the reporting persons actually held $12,300,000 face value of fixed conversion price Convertible Notes, which were subject to accrual of interest such that the value would increase over time.
- [F4]On November 7, 2019, a Form 4 was filed by the reporting persons inadvertently reporting the acquisition of Convertible Promissory Notes with a fixed conversion price of $0.25 when in fact they had an exercise price based on a floating rate formula and therefore were not reportable pursuant to Rule 16a-1(c)(6).
- [F5]As of November 7, 2019, the reporting persons actually held $12,300,000 face value of fixed conversion price Convertible Notes, which were subject to accrual of interest such that the value would increase over time.
Documents
Issuer
Trident Brands Inc
CIK 0001421907
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001705835
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 11:26 AM ET
- Size
- 12.7 KB