BARRACK THOMAS JR 4
4 · Colony Capital, Inc. · Filed Mar 20, 2020
Insider Transaction Report
Form 4
BARRACK THOMAS JR
DirectorExecutive Chairman
Transactions
- Purchase
7.50% Series G Preferred Stock
2020-03-18$13.41/sh+4,350$58,327→ 163,143 total(indirect: By Managed Investment Vehicle) - Purchase
7.15% Series I Preferred Stock
2020-03-18$8.72/sh+40,000$348,708→ 40,000 total(indirect: By Managed Investment Vehicle) - Purchase
7.125% Series H Preferred Stock
2020-03-19$10.83/sh+12,804$138,644→ 29,988 total(indirect: By Managed Investment Vehicle) - Purchase
7.15% Series I Preferred Stock
2020-03-19$11.85/sh+27,218$322,503→ 67,218 total(indirect: By Managed Investment Vehicle) - Purchase
7.125% Series J Preferred Stock
2020-03-19$11.42/sh+3,600$41,096→ 15,524 total(indirect: By Managed Investment Vehicle) - Purchase
7.125% Series H Preferred Stock
2020-03-18$7.91/sh+17,184$135,955→ 17,184 total(indirect: By Managed Investment Vehicle) - Purchase
7.125% Series J Preferred Stock
2020-03-18$8.16/sh+11,924$97,352→ 11,924 total(indirect: By Managed Investment Vehicle) - Purchase
7.125% Series H Preferred Stock
2020-03-20$12.05/sh+50,000$602,630→ 79,988 total(indirect: By Managed Investment Vehicle) - Purchase
7.15% Series I Preferred Stock
2020-03-20$12.00/sh+11,960$143,532→ 79,178 total(indirect: By Managed Investment Vehicle) - Purchase
7.125% Series J Preferred Stock
2020-03-20$12.08/sh+500$6,040→ 16,024 total(indirect: By Managed Investment Vehicle)
Footnotes (1)
- [F1]The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.