VMW Holdco LLC 4
4 · VMWARE, INC. · Filed Mar 24, 2020
Insider Transaction Report
Form 4
VMWARE, INC.VMW
VMW Holdco LLC
10% Owner
Transactions
- Other
Class B Common Stock
2020-03-21+15,821,395→ 75,821,395 total→ Class A Common Stock (15,821,395 underlying) - Other
Class A Common Stock
2020-03-21+4,178,605→ 24,178,605 total
Footnotes (2)
- [F1]Reflects a capital contribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") and Class B Common Stock of the Issuer from EMC Corporation ("EMC") to its wholly-owned subsidiary, VMW Holdco LLC. EMC is directly wholly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. through its directly held wholly-owned subsidiary Denali Intermediate Inc. EMC continues to be the record holder of 6,500,000 shares of Class A Common Stock and 224,178,605 shares of Class B Common Stock and EMC Equity Assets LLC, a wholly-owned subsidiary of EMC is the record holder of 7,221,836 shares of Class B Common Stock.
- [F2]Each share of Class B Common Stock of the Issuer is convertible into one share of Class A Common Stock of the Issuer at any time, upon the election of the holder.