Vapotherm Investors, LLC 4/A
4/A · VAPOTHERM INC · Filed Mar 26, 2020
Insider Transaction Report
Form 4/AAmended
VAPOTHERM INCVAPO
Vapotherm Investors, LLC
10% Owner
Transactions
- Conversion
Common Stock
2018-11-16+2,042,595→ 2,042,595 total - Conversion
Series A Convertible Preferred Stock
2018-11-16−227,600→ 0 total→ Common Stock (227,600 underlying) - Conversion
Series D Convertible Preferred Stock
2018-11-16−890,056→ 0 total→ Common Stock (890,056 underlying) - Other
Warrant to Purchase Series A Convertible Preferred Stock
2018-11-16−42,857→ 42,857 totalExercise: $14.48From: 2018-11-16Exp: 2022-09-07→ Common Stock (42,857 underlying) - Conversion
Series B Convertible Preferred Stock
2018-11-16−75,700→ 0 total→ Common Stock (75,700 underlying) - Conversion
Series C Convertible Preferred Stock
2018-11-16−849,239→ 0 total→ Common Stock (849,239 underlying) - Conversion
Series D-1 Convertible Preferred Stock
2018-11-16−208,752→ 0 total→ Common Stock (208,752 underlying) - Conversion
Common Stock
2018-11-16+208,752→ 2,251,347 total
Footnotes (3)
- [F1]Upon closing of the Issuer's initial public offering, each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into one share of Common Stock without payment or further consideration. There was no expiration date for the Series A Convertible Preferred Stock, the Series B Convertible Preferred Stock, the Series C Convertible Preferred Stock or the Series D Convertible Preferred Stock.
- [F2]Upon closing of the Issuer's initial public offering, each share of Series D-1 Convertible Preferred Stock automatically converted into 1.137 shares of Common Stock without payment or further consideration. There was no expiration date for the Series D-1 Convertible Preferred Stock.
- [F3]Immediately prior to the closing of the Issuer's initial public offering, each outstanding Warrant to Purchase Series A Convertible Preferred Stock automatically converted into a Warrant to Purchase Common Stock.