4//SEC Filing
HEALIOS K.K. 4
Accession 0000899243-20-009942
CIK 0001368148other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 9:20 AM ET
Size
9.7 KB
Accession
0000899243-20-009942
Insider Transaction Report
Form 4
HEALIOS K.K.
10% Owner
Transactions
- Other
Common Stock
2018-03-13$1.76/sh+12,000,000$21,120,000→ 12,000,000 total - Other
Common Stock
2020-04-02$1.76/sh+4,000,000$7,040,000→ 16,000,000 total - Other
Warrant (right to purchase)
2020-04-02+4,000,000→ 0 totalFrom: 2018-06-06Exp: 2020-09-01→ Common Stock (4,000,000 underlying)
Footnotes (3)
- [F1]Represents 12,000,000 shares of Common Stock. See "Remarks".
- [F2]Represents tranche of the Warrant providing the right to purchase up to 4,000,000 shares of Common Stock. See "Remarks".
- [F3]Greater of $1.76 and 110% of the average closing price per share of Common Stock for the 10 trading days immediately preceding (but not including) the date the Warrant is exercised.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
IncorporatedJapan
Related Parties
1- filerCIK 0001735435
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 9:20 AM ET
- Size
- 9.7 KB