NBVM GP, LLC 3
Accession 0000899243-20-011680
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 7:23 PM ET
Size
47.7 KB
Accession
0000899243-20-011680
Insider Transaction Report
- (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying)
- (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying)
- (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying)
- (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying)
- (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying)
- (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying)
- (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (10,322 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (50,027 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (15,717 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (88,500 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (56,519 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (94,849 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (46,489 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (133,039 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (84,963 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (108,614 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (53,236 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (33,572 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (16,455 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (32,066 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (47,783 underlying) - (indirect: See footnote)
Series A-1/C Convertible Preferred Stock
→ Common Stock (43,377 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (65,208 underlying) - (indirect: See footnote)
Series A-4 Convertible Preferred Stock
→ Common Stock (69,364 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (90,613 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (44,413 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (70,200 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (34,408 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (21,060 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (60,573 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Common Stock (57,868 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Common Stock (44,832 underlying) - (indirect: See footnote)
Common Warrants
Exercise: $8.63From: 2020-01-17Exp: 2030-01-10→ Common Stock (13,449 underlying)
Footnotes (4)
- [F1]The preferred stock is convertible at any time, at the holder's election and has no expiration date. Each share of preferred stock shall be automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering.
- [F2]The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- [F3]The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- [F4]The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
Documents
Issuer
Lyra Therapeutics, Inc.
CIK 0001327273
Related Parties
1- filerCIK 0001401650
Filing Metadata
- Form type
- 3
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 7:23 PM ET
- Size
- 47.7 KB