Polaris Venture Management Co IV LLC 3
3 · Lyra Therapeutics, Inc. · Filed Apr 30, 2020
Insider Transaction Report
Form 3
Polaris Venture Management Co IV LLC
10% Owner
Holdings
- (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (1,841 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (1,758 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (100,963 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (23,996 underlying) - (indirect: See footnote)
Series A-3 Convertible Preferred Stock
→ Common Stock (449 underlying) - (indirect: See footnote)
Series A-1/A Convertible Preferred Stock
→ Common Stock (98,213 underlying) - (indirect: See footnote)
Series A-1/B Convertible Preferred Stock
→ Common Stock (93,808 underlying) - (indirect: See footnote)
Series A-2 Convertible Preferred Stock
→ Common Stock (1,892 underlying)
Footnotes (3)
- [F1]The preferred stock is convertible at any time, at the holder's election and has no expiration date. Each share of preferred stock shall be automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering.
- [F2]The reportable securities are owned directly by Polaris Venture Partners IV, L.P. ("PVP IV"). Polaris Venture Management Co. IV, L.L.C. ("PVM IV") is the general partner of PVP IV. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM IV and may be deemed to have shared voting and dispositive power over the shares held by PVP IV. Each of PVM IV, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- [F3]The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund IV, L.P. ("PVPE IV"). PVM IV is the general partner of PVPE IV. Each of Flint and McGuire are the managing members of PVM IV and may be deemed to have shared voting and dispositive power over the shares held by PVPE IV. Each of PVM IV, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.