Home/Filings/4/0000899243-20-012168

4//SEC Filing

Polaris Venture Management Co. V, L.L.C. 4

Accession 0000899243-20-012168

CIK 0001327273other

View on SEC.gov Company Profile

Filed

May 5, 8:00 PM ET

Accepted

May 6, 7:30 PM ET

Size

111.7 KB

Accession

0000899243-20-012168

Insider Transaction Report

Form 4

Period: 2020-05-05

Lyra Therapeutics, Inc.LYRA

Polaris Venture Partners V, L.P.

10% Owner

Transactions

Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)
Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)

Polaris Venture Management Co. V, L.L.C.

10% Owner

Transactions

Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)

Polaris Venture Partners Special Founders' Fund V, L.P.

10% Owner

Transactions

Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)

Polaris Venture Partners Founders' Fund V, L.P.

10% Owner

Transactions

Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)

Polaris Venture Partners Entrepreneurs' Fund V, L.P.

10% Owner

Transactions

Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)

MCGUIRE TERRANCE

10% Owner

Transactions

Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)

Flint Jonathan A

10% Owner

Transactions

Conversion
Common Stock
2020-05-05+9,936→ 9,936 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−42,941→ 0 total(indirect: See footnote)
→ Common Stock (1,245 underlying)
Conversion
Common Stock
2020-05-05+993,981→ 993,981 total(indirect: See footnote)
Conversion
Common Stock
2020-05-05+6,807→ 6,807 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−9,334$149,344→ 1,001,951 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+173$1,493→ 10,109 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−64$1,024→ 6,861 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+1,176$18,816→ 20,701 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+413$6,608→ 7,274 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−122,177→ 0 total(indirect: See footnote)
→ Common Stock (3,543 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−3,296,014→ 0 total(indirect: See footnote)
→ Common Stock (95,583 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−8,610,081→ 0 total(indirect: See footnote)
→ Common Stock (249,690 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−76,934→ 0 total(indirect: See footnote)
→ Common Stock (2,231 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−125,094→ 0 total(indirect: See footnote)
→ Common Stock (3,627 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−64,183→ 0 total(indirect: See footnote)
→ Common Stock (1,861 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−1,988,991→ 0 total(indirect: See footnote)
→ Common Stock (57,680 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−38,765→ 0 total(indirect: See footnote)
→ Common Stock (1,124 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−19,890→ 0 total(indirect: See footnote)
→ Common Stock (576 underlying)
Conversion
Series C Convertible Preferred Stock
2020-05-05−13,625→ 0 total(indirect: See footnote)
→ Common Stock (395 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−17,304→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (17,304 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−337→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (337 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−173→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (173 underlying)
Conversion
Common Stock
2020-05-05+19,370→ 19,370 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+17,304$149,334→ 1,011,285 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+337$2,908→ 19,707 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−182$2,912→ 19,525 total(indirect: See footnote)
Sale
Common Stock
2020-05-05$16.00/sh−94$1,504→ 10,015 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2020-05-05$8.63/sh+118$1,018→ 6,925 total(indirect: See footnote)
Purchase
Common Stock
2020-05-05$16.00/sh+60,308$964,928→ 1,062,259 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−6,268,687→ 0 total(indirect: See footnote)
→ Common Stock (181,790 underlying)
Purchase
Common Stock
2020-05-05$16.00/sh+603$9,648→ 10,618 total(indirect: See footnote)
Conversion
Series A-1/C Convertible Preferred Stock
2020-05-05−62,687→ 0 total(indirect: See footnote)
→ Common Stock (1,817 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−64,237→ 0 total(indirect: See footnote)
→ Common Stock (1,862 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−22,580→ 0 total(indirect: See footnote)
→ Common Stock (654 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−86,101→ 0 total(indirect: See footnote)
→ Common Stock (2,496 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−58,980→ 0 total(indirect: See footnote)
→ Common Stock (1,710 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−149,944→ 0 total(indirect: See footnote)
→ Common Stock (4,348 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−6,418,387→ 0 total(indirect: See footnote)
→ Common Stock (186,131 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2020-05-05−32,961→ 0 total(indirect: See footnote)
→ Common Stock (955 underlying)
Conversion
Series A-3 Convertible Preferred Stock
2020-05-05−167,809→ 0 total(indirect: See footnote)
→ Common Stock (4,866 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−7,693,406→ 0 total(indirect: See footnote)
→ Common Stock (223,107 underlying)
Conversion
Series A-4 Convertible Preferred Stock
2020-05-05−52,700→ 0 total(indirect: See footnote)
→ Common Stock (1,528 underlying)
Conversion
Series B Convertible Preferred Stock
2020-05-05−43,966→ 0 total(indirect: See footnote)
→ Common Stock (1,275 underlying)
Exercise of In-Money
Common Warrants
2020-05-05−118→ 0 total(indirect: See footnote)
Exercise: $8.63From: 2020-01-10Exp: 2030-01-10→ Common Stock (118 underlying)

Footnotes (9)

[F1]Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.
[F2]The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVP V. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVP V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
[F3]The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). PVM V is the general partner of PVPE V. Each of Flint and McGuire are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVPE V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
[F4]The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. Each of Flint and McGuire are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
[F5]The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. Each of Flint and McGuire are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
[F6]On May 5, 2020, PVP V exercised a warrant to purchase 17,304 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 9,334 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVP V. The Issuer also paid $10.48 to PVP V in lieu of a fractional share.
[F7]On May 5, 2020, PVPE V exercised a warrant to purchsae 337 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 182 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVPE V. The Issuer also paid $3.69 to PVPE V in lieu of a fractional share.
[F8]On May 5, 2020, PVPSFF V exercised a warrant to purchase 173 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 94 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVPSFF V. The Issuer also paid $11.01 to PVPSFF V in lieu of a fractional share.
[F9]On May 5, 2020, PVPFF V exercised a warrant to purchase 118 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 64 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVPFF V. The Issuer also paid $5.66 to the PVPFF V in lieu of a fractional share.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Lyra Therapeutics, Inc.

CIK 0001327273

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001439589

Filing Metadata

Form type: 4
Filed: May 5, 8:00 PM ET
Accepted: May 6, 7:30 PM ET
Size: 111.7 KB

View on SEC.gov