Home/Filings/4/0000899243-20-012176
4//SEC Filing

Polaris Venture Management Co IV LLC 4

Accession 0000899243-20-012176

CIK 0001327273other

Filed

May 5, 8:00 PM ET

Accepted

May 6, 7:34 PM ET

Size

31.3 KB

Accession

0000899243-20-012176

Insider Transaction Report

Form 4
Period: 2020-05-05
Transactions
  • Conversion

    Common Stock

    2020-05-05+316,980316,980 total(indirect: See footnote)
  • Conversion

    Series A-1/A Convertible Preferred Stock

    2020-05-053,386,6900 total(indirect: See footnote)
    Common Stock (98,213 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    2020-05-053,481,5170 total(indirect: See footnote)
    Common Stock (100,963 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    2020-05-0565,2670 total(indirect: See footnote)
    Common Stock (1,892 underlying)
  • Conversion

    Series A-3 Convertible Preferred Stock

    2020-05-0515,5130 total(indirect: See footnote)
    Common Stock (449 underlying)
  • Conversion

    Series A-3 Convertible Preferred Stock

    2020-05-05827,4830 total(indirect: See footnote)
    Common Stock (23,996 underlying)
  • Conversion

    Common Stock

    2020-05-05+5,9405,940 total(indirect: See footnote)
  • Conversion

    Series A-1/B Convertible Preferred Stock

    2020-05-0560,6420 total(indirect: See footnote)
    Common Stock (1,758 underlying)
  • Conversion

    Series A-1/A Convertible Preferred Stock

    2020-05-0563,4900 total(indirect: See footnote)
    Common Stock (1,841 underlying)
  • Conversion

    Series A-1/B Convertible Preferred Stock

    2020-05-053,234,8120 total(indirect: See footnote)
    Common Stock (93,808 underlying)
Transactions
  • Conversion

    Series A-2 Convertible Preferred Stock

    2020-05-0565,2670 total(indirect: See footnote)
    Common Stock (1,892 underlying)
  • Conversion

    Series A-1/B Convertible Preferred Stock

    2020-05-053,234,8120 total(indirect: See footnote)
    Common Stock (93,808 underlying)
  • Conversion

    Series A-1/B Convertible Preferred Stock

    2020-05-0560,6420 total(indirect: See footnote)
    Common Stock (1,758 underlying)
  • Conversion

    Series A-3 Convertible Preferred Stock

    2020-05-05827,4830 total(indirect: See footnote)
    Common Stock (23,996 underlying)
  • Conversion

    Common Stock

    2020-05-05+316,980316,980 total(indirect: See footnote)
  • Conversion

    Series A-1/A Convertible Preferred Stock

    2020-05-053,386,6900 total(indirect: See footnote)
    Common Stock (98,213 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    2020-05-053,481,5170 total(indirect: See footnote)
    Common Stock (100,963 underlying)
  • Conversion

    Series A-3 Convertible Preferred Stock

    2020-05-0515,5130 total(indirect: See footnote)
    Common Stock (449 underlying)
  • Conversion

    Common Stock

    2020-05-05+5,9405,940 total(indirect: See footnote)
  • Conversion

    Series A-1/A Convertible Preferred Stock

    2020-05-0563,4900 total(indirect: See footnote)
    Common Stock (1,841 underlying)
Transactions
  • Conversion

    Common Stock

    2020-05-05+5,9405,940 total(indirect: See footnote)
  • Conversion

    Series A-1/B Convertible Preferred Stock

    2020-05-0560,6420 total(indirect: See footnote)
    Common Stock (1,758 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    2020-05-0565,2670 total(indirect: See footnote)
    Common Stock (1,892 underlying)
  • Conversion

    Series A-1/B Convertible Preferred Stock

    2020-05-053,234,8120 total(indirect: See footnote)
    Common Stock (93,808 underlying)
  • Conversion

    Series A-2 Convertible Preferred Stock

    2020-05-053,481,5170 total(indirect: See footnote)
    Common Stock (100,963 underlying)
  • Conversion

    Series A-1/A Convertible Preferred Stock

    2020-05-053,386,6900 total(indirect: See footnote)
    Common Stock (98,213 underlying)
  • Conversion

    Series A-3 Convertible Preferred Stock

    2020-05-05827,4830 total(indirect: See footnote)
    Common Stock (23,996 underlying)
  • Conversion

    Common Stock

    2020-05-05+316,980316,980 total(indirect: See footnote)
  • Conversion

    Series A-1/A Convertible Preferred Stock

    2020-05-0563,4900 total(indirect: See footnote)
    Common Stock (1,841 underlying)
  • Conversion

    Series A-3 Convertible Preferred Stock

    2020-05-0515,5130 total(indirect: See footnote)
    Common Stock (449 underlying)
Footnotes (3)
  • [F1]Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.
  • [F2]The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund IV, L.P. ("PVPE IV"). PVM IV is the general partner of PVPE IV. Each of Flint and McGuire are the managing members of PVM IV and may be deemed to have shared voting and dispositive power over the shares held by PVPE IV. Each of PVM IV, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
  • [F3]The reportable securities are owned directly by Polaris Venture Partners IV, L.P. ("PVP IV"). Polaris Venture Management Co. IV, L.L.C. ("PVM IV") is the general partner of PVP IV. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM IV and may be deemed to have shared voting and dispositive power over the shares held by PVP IV. Each of PVM IV, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Issuer

Lyra Therapeutics, Inc.

CIK 0001327273

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001295438

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:34 PM ET
Size
31.3 KB