Rueckert William Dodge 4
4 · DELCATH SYSTEMS, INC. · Filed May 8, 2020
Insider Transaction Report
Form 4
Rueckert William Dodge
Director
Transactions
- Conversion
Series E Convertible Preferred Stock
2020-05-08−60→ 0 total→ Common Stock (6,000 underlying) - Conversion
Common Stock
2020-05-08+6,000→ 6,014 total
Footnotes (2)
- [F1]Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00.
- [F2]Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019.