4//SEC Filing
Nokomis Capital, L.L.C. 4
Accession 0000899243-20-014171
CIK 0001178697other
Filed
May 25, 8:00 PM ET
Accepted
May 26, 4:19 PM ET
Size
8.6 KB
Accession
0000899243-20-014171
Insider Transaction Report
Form 4
Nokomis Capital, L.L.C.
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-05-21$1.31/sh−696,378$912,952→ 2,995,703 total(indirect: See Footnote)
Hendrickson Brett
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-05-21$1.31/sh−696,378$912,952→ 2,995,703 total(indirect: See Footnote)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.40, inclusive. The reporting persons undertake to provide to Sonim Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F2]The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value per share (the "Common Stock"), of the Issuer held by certain private investment funds advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership.
- [F3]Nokomis Capital holds indirectly the shares of Common Stock of the Issuer reported in this Form 4 through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital, he controlled the disposition and voting of such securities.
Issuer
SONIM TECHNOLOGIES INC
CIK 0001178697
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001541055
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 4:19 PM ET
- Size
- 8.6 KB