4//SEC Filing
HEC Sponsor LLC 4
Accession 0000899243-20-015712
CIK 0001803901other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 9:03 PM ET
Size
12.0 KB
Accession
0000899243-20-015712
Insider Transaction Report
Form 4
HEC Sponsor LLC
10% Owner
Transactions
- Other
Class B Common Stock
2020-06-08+1,725,000→ 10,300,000 total→ Class A Common Stock (1,725,000 underlying)
Bergeron Douglas
DirectorChief Executive Officer
Transactions
- Other
Class B Common Stock
2020-06-08+1,725,000→ 10,300,000 total→ Class A Common Stock (1,725,000 underlying)
Braunstein Douglas L
Director10% Owner
Transactions
- Other
Class B Common Stock
2020-06-08+1,725,000→ 10,300,000 total→ Class A Common Stock (1,725,000 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-238583) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,350,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
- [F2]On June 8, 2020, in connection with the increase in the size of its initial public offering, the Issuer effected a stock split of its Class B common Stock.
- [F3]HEC Sponsor LLC is the record holder of the shares reported herein. Messrs. Bergeron and Braunstein are among the managers of HEC Sponsor LLC and share voting and investment discretion with respect to the common stock held of record by HEC Sponsor LLC. Each of the Messrs. Bergeron and Braunstein disclaims any beneficial ownership of the securities held by HEC Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Issuer
Hudson Executive Investment Corp.
CIK 0001803901
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001814272
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 9:03 PM ET
- Size
- 12.0 KB