Valkin Adam 4
4 · Vroom, Inc. · Filed Jun 15, 2020
Insider Transaction Report
Form 4
Vroom, Inc.VRM
Valkin Adam
Director
Transactions
- Conversion
Common Stock
2020-06-11+4,881,802→ 6,051,670 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2020-06-11−1,600,764→ 0 total(indirect: See Footnote)→ Common Stock (1,600,764 underlying) - Conversion
Series E Preferred Stock
2020-06-11−1,023,190→ 0 total(indirect: See Footnote)→ Common Stock (1,023,190 underlying) - Conversion
Series H Preferred Stock
2020-06-11−147,096→ 0 total(indirect: See Footnote)→ Common Stock (147,096 underlying) - Conversion
Series B Preferred Stock
2020-06-11−75,732→ 0 total(indirect: See Footnote)→ Common Stock (75,732 underlying) - Conversion
Series D Preferred Stock
2020-06-11−1,519,066→ 0 total(indirect: See Footnote)→ Common Stock (1,519,066 underlying) - Conversion
Series F Preferred Stock
2020-06-11−293,124→ 0 total(indirect: See Footnote)→ Common Stock (293,124 underlying) - Conversion
Series G Preferred Stock
2020-06-11−222,830→ 0 total(indirect: See Footnote)→ Common Stock (222,830 underlying)
Footnotes (2)
- [F1]Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
- [F2]The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.