4//SEC Filing
Crawford Matthew S 4
Accession 0000899243-20-016874
CIK 0001251769other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:47 PM ET
Size
14.9 KB
Accession
0000899243-20-016874
Insider Transaction Report
Form 4
Crawford Matthew S
Director10% Owner
Transactions
- Other
Common Stock
2020-05-26+245,444→ 245,444 total(indirect: By Pinto Technology Ventures GP II, L.P.) - Other
Common Stock
2020-05-26+74,218→ 127,933 total - Other
Common Stock
2020-05-26−1,341,222→ 857,964 total(indirect: By PTV Sciences II, L.P.) - Other
Common Stock
2020-05-26−245,444→ 0 total(indirect: By Pinto Technology Ventures GP II, L.P.)
Holdings
- 605,712(indirect: By PTV Special Opportunities I, L.P.)
Common Stock
- 363,500(indirect: By LLC)
Common Stock
- 1,347,565(indirect: By PTV IV, L.P.)
Common Stock
Footnotes (8)
- [F1]Represents in-kind distribution by PTV Sciences II, L.P. to its partners (including Pinto Technology Ventures GP II, L.P.) without consideration.
- [F2]These securities are owned by PTV Sciences II, L.P. ("PTV II").
- [F3]Pinto TV GP Company LLC ("PTV GPC") is the sole general partner of Pinto Technology Ventures GP II, L.P. ("PTV GP II"), which is the sole general partner of PTV II. Matthew S. Crawford is the sole manager of PTV GPC. Accordingly, PTV GP II, PTV GPC and Mr. Crawford may be deemed to have voting and investment control over the shares owned by PTV II and PTV GP II. Mr. Crawford disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F4]These securities are owned by PTV GP II.
- [F5]Represents in-kind distribution by PTV GP II to its partners without consideration.
- [F6]These securities are owned by PTV IV, L.P. ("PTV IV"). PTV GP III Management, LLC ("PTV GPM") is the sole general partner of PTV GP IV, L.P. ("PTV GP IV"), which is the sole general partner of PTV IV. Matthew S. Crawford is the sole manager of PTV GPM. PTV GP IV, PTV GPM and Mr. Crawford may be deemed to have voting and investment control over the shares owned by PTV IV. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F7]These securities are owned by PTV Special Opportunities I, L.P. ("PTV SO"). PTV GP III Management, LLC ("PTV GPM") is the sole general partner of PTV GP SO I, L.P. ("PTV GP SO"), which is the sole general partner of PTV SO. Matthew S. Crawford is the sole manager of PTV GPM. PTV GP SO, PTV GPM and Mr. Crawford may be deemed to have voting and investment control over the shares owned by PTV SO. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F8]These securities are owned by Longchamp Interests LLC ("Longchamp"). Matthew S. Crawford acts as the sole managing member of Longchamp and is deemed to possess the power to vote and dispose of the shares held by Longchamp.
Documents
Issuer
Apollo Endosurgery, Inc.
CIK 0001251769
Entity typeother
Related Parties
1- filerCIK 0001373084
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 4:47 PM ET
- Size
- 14.9 KB