PTV SCIENCES II L P 4
4 · Apollo Endosurgery, Inc. · Filed Jun 18, 2020
Insider Transaction Report
Form 4
PTV SCIENCES II L P
10% Owner
Transactions
- Other
Common Stock
2020-05-26−245,444→ 0 total(indirect: By Pinto Technology Ventures GP II, L.P.) - Other
Common Stock
2020-05-26+245,444→ 245,444 total(indirect: By Pinto Technology Ventures GP II, L.P.) - Other
Common Stock
2020-05-26−1,341,222→ 857,964 total(indirect: By PTV Sciences II, L.P.)
Holdings
- 1,347,565(indirect: By PTV IV, L.P.)
Common Stock
- 605,712(indirect: By PTV Special Opportunities I, L.P.)
Common Stock
Footnotes (7)
- [F1]Represents in-kind distribution by PTV Sciences II, L.P. to its partners (including Pinto Technology Ventures GP II, L.P.) without consideration.
- [F2]These securities are owned by PTV Sciences II, L.P. ("PTV II").
- [F3]Pinto TV GP Company LLC ("PTV GPC") is the sole general partner of Pinto Technology Ventures GP II, L.P. ("PTV GP II"), which is the sole general partner of PTV II. Matthew S. Crawford is the sole manager of PTV GPC. PTV GP II, PTV GPC and Mr. Crawford may be deemed to have voting and investment control over the shares owned by PTV II and PTV GP II. Each of PTV GP II and PTV GPC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F4]These securities are owned by PTV GP II.
- [F5]Represents in-kind distribution by PTV GP II to its partners without consideration.
- [F6]These securities are owned by PTV IV, L.P. ("PTV IV"). PTV GP III Management, LLC ("PTV GPM") is the sole general partner of PTV GP IV, L.P. ("PTV GP IV"), which is the sole general partner of PTV IV. Matthew S. Crawford is the sole manager of PTV GPM. PTV GP IV, PTV GPM and Mr. Crawford may be deemed to have voting and investment control over the shares owned by PTV IV. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F7]These securities are owned by PTV Special Opportunities I, L.P. ("PTV SO"). PTV GP III Management, LLC ("PTV GPM") is the sole general partner of PTV GP SO I, L.P. ("PTV GP SO"), which is the sole general partner of PTV SO. Matthew S. Crawford is the sole manager of PTV GPM. PTV GP SO, PTV GPM and Mr. Crawford may be deemed to have voting and investment control over the shares owned by PTV SO. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.