4//SEC Filing
Invus Public Equities, L.P. 4
Accession 0000899243-20-017117
CIK 0001733294other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 6:01 PM ET
Size
26.7 KB
Accession
0000899243-20-017117
Insider Transaction Report
Form 4
Minne Pascal
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying) - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying)
WESTEND SA
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying) - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying)
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying) - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying) - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total
Artal Treasury Ltd
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying) - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying)
Invus Public Equities, LP
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying) - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying)
ARTAL INTERNATIONAL SCA
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying) - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying)
Artal International Management S.A.
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying) - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying)
Invus Public Equities Advisors, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying) - Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying)
ARTAL GROUP S A
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+2,014,191→ 2,014,191 total - Purchase
Common Stock
2020-06-16$19.00/sh+800,000$15,200,000→ 2,814,191 total - Conversion
Series C Preferred Stock
2020-06-16−1,073,076→ 0 total→ Common Stock (607,527 underlying) - Conversion
Series B Preferred Stock
2020-06-16−2,186,820→ 0 total→ Common Stock (1,406,664 underlying)
Footnotes (4)
- [F1]On June 16, 2020, the Series B Preferred Stock automatically converted into Common Stock on approximately a 1.5546-for-one basis (when rounded to the nearest ten-thousandth) without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- [F2]On June 16, 2020, the Series C Preferred Stock automatically converted into Common Stock on a 1.7663-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- [F3]The shares are held directly by Invus Public Equities, L.P. The general partner of Invus Public Equities, L.P. is Invus Public Equities Advisors, LLC. Artal Treasury Ltd is the managing member of Invus Public Equities Advisors, LLC. Artal Treasury Ltd is a wholly owned subsidiary of the Geneva branch of Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A., both of which are wholly owned subsidiaries of Artal Group S.A., which is a wholly owned subsidiary of Westend S.A., which is a wholly owned subsidiary of Stichting Administratiekantoor Westend (the "Stichting"). Mr. Pascal Minne is the sole member of the board of the Stichting.
- [F4](Continued from footnote 3) Each of the Reporting Persons, other than Invus Public Equities L.P., disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
Generation Bio Co.
CIK 0001733294
Entity typeother
Related Parties
1- filerCIK 0001340097
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 6:01 PM ET
- Size
- 26.7 KB