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3//SEC Filing

OPV Gem Aggregator LP 3

Accession 0000899243-20-018840

CIK 0001579214other

Filed

Jul 8, 8:00 PM ET

Accepted

Jul 9, 6:02 PM ET

Size

9.6 KB

Accession

0000899243-20-018840

Insider Transaction Report

Form 3
Period: 2020-06-29
Holdings
  • Series A Convertible Participating Preferred Stock

    (indirect: See footnote)
    Common Stock (74,865,528 underlying)
Holdings
  • Series A Convertible Participating Preferred Stock

    (indirect: See footnote)
    Common Stock (74,865,528 underlying)
Holdings
  • Series A Convertible Participating Preferred Stock

    (indirect: See footnote)
    Common Stock (74,865,528 underlying)
Footnotes (2)
  • [F1]The Series A Convertible Participating Preferred Stock (the "Series A Preferred Stock") is convertible into a number of shares of Common Stock that is equal to the amount of the accreted liquidation preference per share of Series A Preferred Stock divided by the conversion price then in effect. Each share of Series A Preferred Stock is initially convertible into approximately 1.59 shares of Common Stock, which is equivalent to the initial liquidation preference per share of $5.60 divided by the initial conversion price of $3.52 per share. The Series A Preferred Stock is currently exercisable and has no expiration date.
  • [F2]Onex Corporation, a corporation whose subordinated voting shares are traded on the Toronto Stock Exchange, and/or Mr. Gerald W. Schwartz, may be deemed to beneficially own the common stock held by OPV Gem Aggregator LP through Onex Corporation's ownership of all of the equity of Onex Partners Canadian GP Inc., which owns all of the equity of Onex Partners V GP Limited, which is the general partner of OPV Gem Aggregator LP. Mr. Gerald W. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, indirectly owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the common stock beneficially owned by Onex Corporation. Mr. Schwartz disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.

Issuer

Emerald Holding, Inc.

CIK 0001579214

Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001817205

Filing Metadata

Form type
3
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 6:02 PM ET
Size
9.6 KB