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3//SEC Filing

WIIG Communications Management LLC 3

Accession 0000899243-20-019378

CIK 0001689657other
View on SEC.govCompany Profile

Filed

Jul 15, 8:00 PM ET

Accepted

Jul 16, 5:16 PM ET

Size

24.6 KB

Accession

0000899243-20-019378

Insider Transaction Report

Form 3
Period: 2020-07-16
Berkeley Lights, Inc.BLI
Walden Riverwood Ventures, L.P.
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)
WIIG Communications Management LLC
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)
TAN LIP BU
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)
Walden Riverwood GP, LLC
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)
WRV GP II, LLC
10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)
WRV II, L.P.
10% Owner
Holdings

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)
WRV-BLI LLC
10% Owner
Holdings

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)
WRV-BLI II LLC
10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)
WRV-BLI III LLC
10% Owner
Holdings

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)
WRV-BLI IV LLC
10% Owner
Holdings

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Common Stock (8,406,337 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,708,356 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (735,635 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,812,029 underlying)
Footnotes (6)
  • [F1]Each share of Preferred Stock automatically converts on a one-for-one basis into Common stock at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.
  • [F2]Consists of 6,076,421 shares of Series B Preferred Stock directly held by WRV-BLI LLC and 2,329,916 shares of Series B Preferred Stock directly held by Walden Riverwood Ventures, L.P. ("WRV").
  • [F3]Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG"), which is the manager of WRV-BLI LLC, WRV-BLI II, LLC, WRV-BLI III LLC, and WRV-BLI IV LLC. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("WRGP"), which is the general partner of WRV. WRV GP II, LLC ("WRV GP") is the general partner of WRV II, L.P. Messers. Tan and Marks, WRV GP, WRGP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
  • [F4]Consists of 1,958,787 shares of Series C Preferred Stock directly held by WRV-BLI II LLC and 853,242 shares of Series C Preferred Stock directly held by WRV.
  • [F5]Consists of 742,942 shares of Series D Preferred Stock directly held by WRV II, L.P. and 965,414 shares of Series D Preferred Stock directly held by WRV-BLI III LLC.
  • [F6]Consists of 543,980 shares of Series E Preferred Stock directly held by WRV-BLI IV LLC and 191,655 shares of Series E Preferred Stock directly held by WRV II, L.P.

Documents

1 file

Issuer

Berkeley Lights, Inc.

CIK 0001689657

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001339189

Filing Metadata

Form type
3
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 5:16 PM ET
Size
24.6 KB
View on SEC.gov