Access Industries Holdings LLC 3
3 · Pandion Therapeutics, Inc. · Filed Jul 16, 2020
Insider Transaction Report
Form 3
Access Industries Holdings LLC
10% Owner
Holdings
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (1,878,551 underlying)
Footnotes (2)
- [F1]The Series B Preferred Stock is convertible into Common Stock on a 5.0994-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares have no expiration date.
- [F2]The securities reported are held directly by AI Pan LLC ("AI Pan"). Each of Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik may be deemed to beneficially own the shares of the Issuer's Common Stock beneficially owned by AI Pan, a subsidiary in a multi-tier corporate structure of which Access Industries Holdings LLC is the parent holding company and is ultimately managed by Access Industries Management, LLC and controlled by Mr. Blavatnik.